PRINCIPAL FINANCIAL GROUP INC·4

Jun 9, 2:46 PM ET

Brown Timothy W. 4

4 · PRINCIPAL FINANCIAL GROUP INC · Filed Jun 9, 2026

Research Summary

AI-generated summary of this filing

Updated

Principal Financial (PFG) EVP Timothy Brown Receives RSU Award

What Happened
Timothy W. Brown, EVP, General Counsel and Secretary of Principal Financial Group, was granted 22,279 restricted stock units (RSUs) on 2026-06-08. The Form 4 reports the acquisition at $0.00 per share (a compensation award), so no cash was paid in the transaction. The filing (accession 0001126328-26-000135) was submitted on 2026-06-09.

Key Details

  • Transaction date: 2026-06-08; filing date: 2026-06-09 (timely filing).
  • Transaction type/code: A — award/grant of restricted stock units.
  • Shares/units granted: 22,279 RSUs; reported acquisition price: $0.00.
  • Shares owned after transaction: not specified in the filing.
  • Footnote: F1 denotes these are restricted stock units (RSUs).
  • No indication of a 10b5-1 plan, cashless exercise, tax-withholding sale, or late filing in this report.

Context
RSUs are compensation awards that typically vest over time and convert to shares (or cash) per the company's plan when vesting conditions are met; this report records the grant, not a market purchase or sale. Grants are common executive compensation and do not by themselves indicate immediate buying or selling in the open market.

Insider Transaction Report

Form 4
Period: 2026-06-08
Brown Timothy W.
EVP, General Counsel and Sec
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-08+22,27922,279 total
Footnotes (1)
  • [F1]Grant of restricted stock units.
Signature
Chris Agbe-Davies as Attorney-in-Fact|2026-06-09

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES