Principal Financial (PFG) EVP/CIO Kay Kathleen B Receives 383 RSUs

What Happened
Kay Kathleen B, EVP and Chief Information Officer of Principal Financial Group (PFG), was granted 383 restricted stock units (RSUs) on September 25, 2026. The RSUs were reported at an acquisition price of $0.00 (a grant), with a reported aggregate cost of $0.00. Footnote F1 on the filing specifies this was a grant of restricted stock units.

Key Details

• Transaction date: 2026-09-25
• Filing date: 2026-09-29 (Form 4 accession 0001126328-26-000192)
• Transaction type/code: A — Award/Grant (restricted stock units)
• Shares involved: 383 RSUs; reported acquisition price $0.00
• Shares owned after transaction: not specified in the provided filing summary
• Footnote: F1 — Grant of restricted stock units
• No indication in this filing of a 10b5-1 plan, sale, or tax-withholding disposition

Context
RSUs are typically granted as part of executive compensation and generally convert to company shares only after vesting conditions are met; they do not reflect an open-market purchase or sale at the grant date. Such awards are common for executives and are not by themselves a direct bullish or bearish signal about the insider's view of the stock. Retail investors should note grants are compensation-oriented and may be subject to vesting schedules and tax withholding when they vest.