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4Accepted Sep 29, 4:41 PM ET

Principal Financial (PFG) EVP Timothy Brown Receives 163 RSUs

PFGPRINCIPAL FINANCIAL GROUP INC

Accepted (ET)

4:41 PM

Sep 29, 2026

Filed

Sep 29, 2026

Documents

1

Size

4.6 KB

Summary

Principal Financial (PFG) EVP Timothy Brown Receives 163 RSUs

Updated

What Happened
Timothy W. Brown, EVP, General Counsel and Secretary of Principal Financial Group Inc. (PFG), received a grant of 163 restricted stock units (RSUs) on September 25, 2026. The Form 4 reports the transaction as an award/grant (code A) at $0.00 per share on the filing, indicating an issued RSU grant rather than an open-market purchase.

Key Details

  • Transaction date: 2026-09-25 (reported on Form 4 filed 2026-09-29).
  • Transaction type/code: Grant/Award (A).
  • Amount: 163 RSUs; price per share on form: $0.00 (total reported value $0 on the Form 4).
  • Footnote: F1 — Grant of restricted stock units.
  • Shares owned after transaction: Not specified in the provided filing details.
  • Filing timeliness: Reported on Sept 29; filing falls within the typical two-business-day reporting window for a Sept 25 transaction (filed timely).

Context
This was a grant of restricted stock units (RSUs), which are typically subject to vesting and do not represent an immediate market purchase or sale. RSU grants are a form of compensation and do not, by themselves, indicate buying or selling sentiment.

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