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4Accepted Sep 29, 4:43 PM ET

Principal Financial (PFG) Director Carter Miller Jocelyn Receives Award

PFGPRINCIPAL FINANCIAL GROUP INC

Accepted (ET)

4:43 PM

Sep 29, 2026

Filed

Sep 29, 2026

Documents

1

Size

4.6 KB

Summary

Principal Financial (PFG) Director Carter Miller Jocelyn Receives Award

Updated

What Happened

  • Carter Miller Jocelyn, a director of Principal Financial Group Inc. (PFG), was granted 648 shares as an award (coded "A") on 2026-09-25. The reported price is $0.00, reflecting a restricted stock unit (RSU) grant rather than an open‑market purchase or sale.

Key Details

  • Transaction date: 2026-09-25; Report filed on Form 4: 2026-09-29 (filed timely — within the two business‑day window).
  • Shares/units acquired: 648 RSUs; reported acquisition price: $0.00 (award).
  • Footnote: F1 — Grant of restricted stock units.
  • Shares owned after the transaction: not specified in the provided filing excerpt.

Context

  • RSUs are a form of equity compensation that typically vest over time or upon meeting conditions; they are awarded as compensation and do not indicate an open‑market purchase or sale. They may convert into actual shares (and be subject to tax withholding) when vested. Awards to directors are common and are part of routine compensation practices.

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