4Accepted Sep 29, 4:43 PM ET
Principal Financial (PFG) Director Clare Stack Richer Receives Award (138 RSUs)
Accepted (ET)
4:43 PM
Sep 29, 2026
Filed
Sep 29, 2026
Documents
1
Size
4.6 KB
Summary
Principal Financial (PFG) Director Clare Stack Richer Receives Award (138 RSUs)
What Happened
Clare Stack Richer, a director of Principal Financial Group (PFG), was granted 138 restricted stock units (RSUs) on 2026-09-25. The reported acquisition price is $0.00, reflecting a compensatory award rather than an open-market purchase; the immediate reported value of the transaction is $0.
Key Details
- Transaction date: 2026-09-25 (Grant / Award, code A)
- Filing date: 2026-09-29 (Form 4 submitted 4 days after the transaction)
- Amount: 138 RSUs reported at $0.00 per unit (footnote F1: grant of restricted stock units)
- Shares owned after transaction: Not specified in the provided filing details
- Footnote: F1 indicates these were restricted stock units (RSUs) granted as compensation
- Timeliness: Filed 2026-09-29 — Form 4s are normally due within two business days of the transaction; this appears to be outside that typical window (check EDGAR for official timeliness status)
Context
RSUs are awards that entitle the recipient to receive shares (or their cash equivalent) if and when vesting conditions are met. This grant is a compensation award, not a market purchase or sale, and does not by itself indicate an immediate buy or sell signal.