4//SEC Filing
CHARLES RIVER PARTNERSHIP XI LP 4
Accession 0001126481-09-000006
CIK 0001381325other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 5:06 PM ET
Size
10.9 KB
Accession
0001126481-09-000006
Insider Transaction Report
Form 4
Transactions
- Other
Common Stock
2009-12-21−1,889,274→ 5,454,099 total(indirect: See Footnotes)
CHARLES RIVER PARTNERSHIP XI LP
10% Owner
Transactions
- Other
Common Stock
2009-12-21−1,889,274→ 5,454,099 total(indirect: See Footnotes)
Transactions
- Other
Common Stock
2009-12-21−1,889,274→ 5,454,099 total(indirect: See Footnotes)
Footnotes (5)
- [F1]Pro rata distribution for no consideration to partners of the limited partnership.
- [F2]These securities are owned by Charles River Partnership XI, LP ("CRP XI"), which is a member of a "group" with Charles River Friends XI-A, LP and Charles River Friends XI-B, LP for purposes of Section 13(d) of the Exchange Act. Charles River XI GP, LP ("CR XI GP LP") is the General Partner of CRP XI. Charles River XI GP, LLC ("CR XI GP LLC") is in turn the General Partner of CR XI GP LP.
- [F3]CRP XI and its affiliated entities hold an aggregate of 6,212,558, which consists of 5,454,099 shares held by CRP XI, 191,346 shares held by Charles River Friends XI-A, LP, 37,820 shares held by Charles River Friends XI-B, LP, and 529,293 shares held by CR XI GP LP.
- [F4]Held by CRP XI and its affiliated funds as a group for purposes of Section 13(d) of the Exchange Act. Each of Izhar Armony, Christopher Baldwin, Richard M. Burnes, Jr., Ted R. Dintersmith, Bruce I. Sachs, William P. Tai and Michael J. Zak is a managing member of CR XI GP LLC. Accordingly, each of CR XI GP, LP, CR XI GP LLC and Messrs. Armony, Baldwin, Burnes, Dintersmith, Sachs, Tai and Zak (collectively, the "Management Persons") may be deemed to beneficially own the securities owned by the Partnerships. Each of the Management Persons disclaims beneficial ownership of the securities reported herein held by the Partnership, except to the extent of such person's pecuniary interest in each applicable Partnership, if any.
- [F5]The filing of this statement by any reporting person shall not be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities. Each pro rata distribution from the Partnerships to the Management Persons, and from one Management Person to another Management Person as general partner or member of the distributing Management Person, reflects a change in form of beneficial ownership only of the ultimate Management Persons, and does not reflect a change in such ultimate Management Persons' pecuniary interest in the securities reported herein.
Documents
Issuer
BigBand Networks, Inc.
CIK 0001381325
Entity typeother
Related Parties
1- filerCIK 0001126481
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 5:06 PM ET
- Size
- 10.9 KB