4//SEC Filing
Phelan Kenneth 4
Accession 0001127602-08-008425
CIK 0000036995other
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 2:14 PM ET
Size
9.5 KB
Accession
0001127602-08-008425
Insider Transaction Report
Form 4
Phelan Kenneth
Chief Risk Officer
Transactions
- Award
ESOP (Right to Buy)
2008-10-21$6.09/sh+40,000$243,600→ 40,000 totalExercise: $6.09From: 2009-10-21Exp: 2018-10-21→ Common Stock (40,000 underlying) - Award
Common Stock
2008-10-21+62,200→ 62,200 total - Award
Common Stock
2008-10-21+200,000→ 262,200 total
Footnotes (5)
- [F1]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations.
- [F2]The Restricted Stock award will lapse upon satisfaction of certain performance goals and employment requirements.
- [F3]Includes 262,200 shares of unvested restricted stock with respect to which provisons exist to allow for the withholding of shares to satisfy tax withholding obligations.
- [F4]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
- [F5]The option becomes exercisable in substantially equal installments on each of the three anniversaries of the date of grant, beginning October 21, 2009.
Documents
Issuer
WACHOVIA CORP NEW
CIK 0000036995
Entity typeother
Related Parties
1- filerCIK 0001448575
Filing Metadata
- Form type
- 4
- Filed
- Oct 22, 8:00 PM ET
- Accepted
- Oct 23, 2:14 PM ET
- Size
- 9.5 KB