SMITH LANTY L 4
4 · WACHOVIA CORP NEW · Filed Jan 5, 2009
Insider Transaction Report
Form 4
SMITH LANTY L
Director
Transactions
- Disposition to Issuer
Common Stock
2008-12-31−260,000→ 0 total - Disposition to Issuer
Phantom Stock Units
2008-12-31−145,984.409→ 0 totalExercise: $0.00→ Common Stock (145,984.409 underlying) - Disposition to Issuer
Restricted Stock Units
2008-12-31−20,152→ 0 totalExercise: $0.00→ Common Stock (20,152 underlying)
Footnotes (7)
- [F1]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged on a one for one basis for shares of Wells Fargo common stock.
- [F2]Phantom stock units awarded pursuant to the Wachovia director deferred stock unit plan. These units are settled following the director's termination of service as a member of the issuer's board of directors.
- [F3]The phantom stock converts into common stock on a one-for-one basis.
- [F4]The Restricted Stock converts into common stock on a one-for-one basis.
- [F5]Vest in substantially equal installments on each of the three anniversaries of the date of grant beginning June 16, 2009.
- [F6]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
- [F7]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.