4//SEC Filing
Phelan Kenneth 4
Accession 0001127602-09-000258
CIK 0000036995other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 11:28 AM ET
Size
9.5 KB
Accession
0001127602-09-000258
Insider Transaction Report
Form 4
Phelan Kenneth
Chief Risk Officer
Transactions
- Disposition to Issuer
Common Stock
2008-12-31−235,877→ 0 total - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−40,000→ 0 totalExercise: $6.09From: 2009-10-21Exp: 2018-10-21→ Common Stock (40,000 underlying) - Tax Payment
Common Stock
2008-12-31$5.54/sh−26,323$145,829→ 235,877 total
Footnotes (3)
- [F1]In the merger of Wachovia Corporation and Wells Fargo & Company, each outstanding option to purchase Wachovia Corporation common stock was converted to an option to purchase Wells Fargo stock on substantially the same terms, except that the number of options was adjusted by multiplying the number of Wachovia Corporation options by .1991 and the exercise price was adjusted by dividing the Wachovia Corporation exercise price by .1991.
- [F2]Includes 200,000 shares of unvested restricted stock to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
- [F3]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
Documents
Issuer
WACHOVIA CORP NEW
CIK 0000036995
Entity typeother
Related Parties
1- filerCIK 0001448575
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 11:28 AM ET
- Size
- 9.5 KB