4//SEC Filing
Steel Robert King 4
Accession 0001127602-09-000267
CIK 0000036995other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 11:57 AM ET
Size
8.7 KB
Accession
0001127602-09-000267
Insider Transaction Report
Form 4
Steel Robert King
DirectorPresident and CEO
Transactions
- Disposition to Issuer
Common Stock
2008-12-31−2,990,089→ 0 total - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−1,500,000→ 0 totalExercise: $9.08From: 2009-07-15Exp: 2018-07-15→ Common Stock (1,500,000 underlying)
Footnotes (5)
- [F1]Includes 1,990,089 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax witholding obligations.
- [F2]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
- [F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
- [F4]The option becomes exercisable in substantially equal installments on each of the three anniversaries of the date of grant, beginning July 15, 2009.
- [F5]In the merger of Wachovia Corporation and Wells Fargo & Company, each outstanding option to purchase Wachovia Corporation common stock was converted to an option to purchase Wells Fargo stock on substantially the same terms, except that the number of options was adjusted by multiplying the number of Wachovia Corporation options by .1991 and the exercise price was adjusted by dividing the Wachovia Corporation exercise price by .1991.
Documents
Issuer
WACHOVIA CORP NEW
CIK 0000036995
Entity typeother
Related Parties
1- filerCIK 0001439980
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 11:57 AM ET
- Size
- 8.7 KB