4//SEC Filing
WACHOVIA CORP NEW 4
Accession 0001127602-09-000275
CIK 0000036995operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 12:07 PM ET
Size
23.7 KB
Accession
0001127602-09-000275
Insider Transaction Report
Form 4
Carlson Peter M
Interim Prin. Acct Off
Transactions
- Disposition to Issuer
Common Stock
2008-12-31−310.895→ 0 total(indirect: By 401(k)) - Tax Payment
Common Stock
2008-12-31$5.54/sh−3,377$18,709→ 9,319.13 total - Disposition to Issuer
Common Stock
2008-12-31−9,319.13→ 0 total - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−3,048→ 0 totalExercise: $44.65From: 2005-04-19Exp: 2014-07-19→ Common Stock (3,048 underlying) - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−3,750→ 0 totalExercise: $50.38From: 2006-04-18Exp: 2015-04-18→ Common Stock (3,750 underlying) - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−5,625→ 0 totalExercise: $56.05From: 2007-03-31Exp: 2016-03-31→ Common Stock (5,625 underlying) - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−2,963→ 0 totalExercise: $58.36From: 2008-02-20Exp: 2017-02-20→ Common Stock (2,963 underlying) - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−7,474→ 0 totalExercise: $33.79From: 2009-02-19Exp: 2018-02-19→ Common Stock (7,474 underlying) - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−1,561→ 0 totalExercise: $37.43From: 2004-04-22Exp: 2013-04-22→ Common Stock (1,561 underlying)
Footnotes (11)
- [F1]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
- [F10]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
- [F11]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009.
- [F2]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
- [F3]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 4/22/2004
- [F4]In the merger of Wachovia Corporation and Wells Fargo & Company, each outstanding option to purchase Wachovia Corporation common stock was converted to an option to purchase Wells Fargo stock on substantially the same terms, except that the number of options was adjusted by multiplying the number of Wachovia Corporation options by .1991 and the exercise price was adjusted by dividing the Wachovia Corporation exercise price by .1991.
- [F5]The option becomes exercisable in substanially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 04/19/2005.
- [F6]The option becomes exercisable in substanially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 04/18/2006.
- [F7]The option becomes exercisable in substanially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 03/31/2007.
- [F8]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
- [F9]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb 20, 2008.
Documents
Issuer
WACHOVIA CORP NEW
CIK 0000036995
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0000036995
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 12:07 PM ET
- Size
- 23.7 KB