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4//SEC Filing

WACHOVIA CORP NEW 4

Accession 0001127602-09-000279

CIK 0000036995operating
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 12:11 PM ET

Size

35.2 KB

Accession

0001127602-09-000279

Insider Transaction Report

Form 4
Period: 2008-12-31
WACHOVIA CORP NEWWB
Clark Ranjana B
SEVP & Chief Marketing Officer
Transactions
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−29,687→ 0 total
    Exercise: $37.43From: 2004-04-22Exp: 2013-04-22→ Common Stock (29,687 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−30,417→ 0 total
    Exercise: $48.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (30,417 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−27,375→ 0 total
    Exercise: $33.79From: 2009-02-19Exp: 2018-02-19→ Common Stock (27,375 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−12,381→ 0 total
    Exercise: $44.65From: 2005-04-19Exp: 2014-04-19→ Common Stock (12,381 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−11,717→ 0 total
    Exercise: $50.38From: 2006-04-18Exp: 2015-04-18→ Common Stock (11,717 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−14,240→ 0 total
    Exercise: $56.05From: 2007-03-31Exp: 2016-03-31→ Common Stock (14,240 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−5,498→ 0 total
    Exercise: $42.91From: 2000-01-22Exp: 2009-01-22→ Common Stock (5,498 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−3,444→ 0 total
    Exercise: $32.00From: 2001-01-28Exp: 2010-01-28→ Common Stock (3,444 underlying)
  • Disposition to Issuer

    Common Stock

    2008-12-31−56,528→ 0 total
  • Disposition to Issuer

    Common Stock

    2008-12-31−213.358→ 0 total(indirect: By 401(k))
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−35,000→ 0 total
    Exercise: $37.98From: 2003-04-16Exp: 2012-04-16→ Common Stock (35,000 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−7,055→ 0 total
    Exercise: $58.36From: 2008-02-20Exp: 2017-02-28→ Common Stock (7,055 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−26,072→ 0 total
    Exercise: $41.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (26,072 underlying)
  • Tax Payment

    Common Stock

    2008-12-31$5.54/sh−3,314$18,360→ 56,528 total
Footnotes (15)
  • [F1]Includes 34,219 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
  • [F10]The option becomes exercisable in substantially equal installments on each of the anniversary of the grant date (20%) beginning4/29/2005.
  • [F11]The option becomes exercisable in substantially equal installments on each of the anniversary of the grant date (20%) beginning4/18/20006.
  • [F12]The option becomes exercisable in substantially equal installments on each of the anniversary of the grant date (20%) beginning 3/31/2007.
  • [F13]The option becomes exercisable in substantially equal installments on each of the anniversary of the grant date (20%) beginning 2/20/2008.
  • [F14]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F15]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009.
  • [F2]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
  • [F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one year is limited to $100,000 dollars.
  • [F4]The option becomes exercisable in 20% increments on each of Jan. 22, 2000, 2001, 2002, 2003, and 2004 respectively.
  • [F5]In the merger of Wachovia Corporation and Wells Fargo & Company, each outstanding option to purchase Wachovia Corporation common stock was converted to an option to purchase Wells Fargo stock on substantially the same terms, except that the number of options was adjusted by multiplying the number of Wachovia Corporation options by .1991 and the exercise price was adjusted by dividing the Wachovia Corporation exercise price by .1991.
  • [F6]The option becomes exercisable in 20% increments on each of Jan. 28, 2001, 2002, 2003, 2004 and 2005 respectively.
  • [F7]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F8]The option vest in 3 equal installments beginning 4/16/2003.
  • [F9]The option becomes exercisable in substantially equal installments on each of the anniversary of the grant date (20%) beginning4/22/2004.

Documents

1 file

Issuer

WACHOVIA CORP NEW

CIK 0000036995

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000036995

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 12:11 PM ET
Size
35.2 KB
View on SEC.gov