WACHOVIA CORP NEW 4

Accession 0001127602-09-000283

CIK 0000036995operating

View on SEC.gov Company Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 12:20 PM ET

Size

41.5 KB

Accession

0001127602-09-000283

Insider Transaction Report

Form 4

Period: 2008-12-31

WACHOVIA CORP NEWWB

Enos Gerald Adams JR

SEVP Ops., Tech & eComm

Transactions

Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−4→ 0 total
Exercise: $24.34From: 2001-12-18Exp: 2010-12-18→ Common Stock (4 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−25,257→ 0 total
Exercise: $41.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (25,257 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−29,466→ 0 total
Exercise: $48.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (29,466 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−43,800→ 0 total
Exercise: $33.79From: 2009-02-19Exp: 2018-02-19→ Common Stock (43,800 underlying)
Tax Payment
Common Stock
2008-12-31$5.54/sh−8,426$46,680→ 69,947.462 total
Disposition to Issuer
Common Stock
2008-12-31−69,947.462→ 0 total
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−1,649→ 0 total
Exercise: $32.00From: 2001-01-28Exp: 2010-01-28→ Common Stock (1,649 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−8,568→ 0 total
Exercise: $42.91From: 2000-01-22Exp: 2009-01-22→ Common Stock (8,568 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−2,432→ 0 total
Exercise: $42.91From: 2000-01-22Exp: 2009-01-22→ Common Stock (2,432 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−9,796→ 0 total
Exercise: $37.98From: 2003-04-16Exp: 2012-04-16→ Common Stock (9,796 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−23,718→ 0 total
Exercise: $37.43From: 2004-04-22Exp: 2013-04-22→ Common Stock (23,718 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−22,864→ 0 total
Exercise: $44.65From: 2005-04-19Exp: 2014-04-19→ Common Stock (22,864 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−20,777→ 0 total
Exercise: $50.38From: 2006-04-18Exp: 2015-04-18→ Common Stock (20,777 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−58,740→ 0 total
Exercise: $56.05From: 2007-03-31Exp: 2016-03-30→ Common Stock (58,740 underlying)
Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−19,048→ 0 total
Exercise: $58.36From: 2008-02-20Exp: 2017-02-20→ Common Stock (19,048 underlying)
Disposition to Issuer
Common Stock
2008-12-31−987.423→ 0 total(indirect: By 401(k))
Disposition to Issuer
Common Stock
2008-12-31−2→ 0 total(indirect: By Son)

Footnotes (16)

[F1]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
[F10]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 4/19/2005.
[F11]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 4/18/2006.
[F12]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 3/31/2007.
[F13]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
[F14]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb 20, 2008.
[F15]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
[F16]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009.
[F2]Includes 45,169 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
[F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one year is limited to 100,000 dollars.
[F4]The option becomes exercisable in 20% increments on each of January 22, 2000, 2001, 2002, 2003, and 2004, respectively.
[F5]In the merger of Wachovia Corporation and Wells Fargo & Company, each outstanding option to purchase Wachovia Corporation common stock was converted to an option to purchase Wells Fargo stock on substantially the same terms, except that the number of options was adjusted by multiplying the number of Wachovia Corporation options by .1991 and the exercise price was adjusted by dividing the Wachovia Corporation exercise price by .1991.
[F6]The option becomes exercisable in 20% increments on each of January 28, 2001, 2002, 2003, 2004, and 2005, respectively.
[F7]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
[F8]The option vests in three equal installments beginning on 4/16/2003.
[F9]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 4/22/2004.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

WACHOVIA CORP NEW

CIK 0000036995

→

Entity typeoperating

IncorporatedNC

Related Parties

filerCIK 0000036995

Filing Metadata

Form type: 4
Filed: Jan 4, 7:00 PM ET
Accepted: Jan 5, 12:20 PM ET
Size: 41.5 KB

View on SEC.gov