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4//SEC Filing

WACHOVIA CORP NEW 4

Accession 0001127602-09-000285

CIK 0000036995operating
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 12:26 PM ET

Size

50.2 KB

Accession

0001127602-09-000285

Insider Transaction Report

Form 4
Period: 2008-12-31
WACHOVIA CORP NEWWB
JENKINS BENJAMIN P III
SEVP, Pres of General Bank
Transactions
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−237,342→ 0 total
    Exercise: $37.98From: 2003-04-16Exp: 2012-04-16→ Common Stock (237,342 underlying)
  • Disposition to Issuer

    Common Stock

    2008-12-31−33,344.555→ 0 total(indirect: By 401(k))
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−25,969→ 0 total
    Exercise: $54.94From: 2000-04-20Exp: 2009-04-19→ Common Stock (25,969 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−40,500→ 0 total
    Exercise: $34.94From: 2000-12-14Exp: 2009-12-14→ Common Stock (40,500 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−59,260→ 0 total
    Exercise: $58.36From: 2008-02-20Exp: 2017-02-20→ Common Stock (59,260 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−237,490→ 0 total
    Exercise: $37.43From: 2004-04-22Exp: 2013-04-22→ Common Stock (237,490 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−631→ 0 total
    Exercise: $54.94From: 2000-04-20Exp: 2009-04-19→ Common Stock (631 underlying)
  • Disposition to Issuer

    ESOP

    2008-12-31−144,992→ 0 total
    Exercise: $50.38From: 2006-04-18Exp: 2015-04-18→ Common Stock (144,992 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−180,136→ 0 total
    Exercise: $56.05From: 2007-03-31Exp: 2016-03-30→ Common Stock (180,136 underlying)
  • Tax Payment

    Common Stock

    2008-12-31$5.54/sh−39,762$220,281→ 216,419 total
  • Disposition to Issuer

    Common Stock

    2008-12-31−37,200→ 0 total(indirect: By Spouse)
  • Disposition to Issuer

    Common Stock

    2008-12-31−216,419→ 0 total
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−94,500→ 0 total
    Exercise: $31.56From: 2001-01-03Exp: 2010-01-03→ Common Stock (94,500 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−240,000→ 0 total
    Exercise: $27.56From: 2001-10-17Exp: 2010-10-17→ Common Stock (240,000 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−175,000→ 0 total
    Exercise: $30.40From: 2002-04-17Exp: 2011-04-17→ Common Stock (175,000 underlying)
  • Disposition to Issuer

    Common Stock

    2008-12-31−114,805→ 0 total(indirect: By Trust)
  • Disposition to Issuer

    ESOP

    2008-12-31−157,143→ 0 total
    Exercise: $44.65From: 2005-04-19Exp: 2014-04-19→ Common Stock (157,143 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−209,300→ 0 total
    Exercise: $34.92From: 2003-12-31Exp: 2011-07-31→ Common Stock (209,300 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−52,143→ 0 total
    Exercise: $41.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (52,143 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−60,833→ 0 total
    Exercise: $48.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (60,833 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−114,974→ 0 total
    Exercise: $33.79From: 2009-02-19Exp: 2018-02-19→ Common Stock (114,974 underlying)
Footnotes (19)
  • [F1]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
  • [F10]ISO - Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
  • [F11]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning April 19, 2005.
  • [F12]Provisions exist with respect to these shares to allow for the witholding of shares to satisfy tax witholding obligations and the witholding of shares in payment of the exercise price.
  • [F13]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning April 18, 2006.
  • [F14]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F15]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning March 31, 2007.
  • [F16]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F17]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb 20, 2008.
  • [F18]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F19]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009.
  • [F2]Includes 143,718 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
  • [F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
  • [F4]In the merger of Wachovia Corporation and Wells Fargo & Company, each outstanding option to purchase Wachovia Corporation common stock was converted to an option to purchase Wells Fargo stock on substantially the same terms, except that the number of options was adjusted by multiplying the number of Wachovia Corporation options by .1991 and the exercise price was adjusted by dividing the Wachovia Corporation exercise price by .1991.
  • [F5]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F6]The option vests in the following increments: 80,000 shares on 10/17/01, 10/17/02 and 10/17/03.
  • [F7]The option vests in equal increments on 4/17/02, 4/17/03 and 4/17/04.
  • [F8]The option vests in three equal annual installments, beginning on 4/16/2003.
  • [F9]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 4/22/2004.

Documents

1 file

Issuer

WACHOVIA CORP NEW

CIK 0000036995

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000036995

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 12:26 PM ET
Size
50.2 KB
View on SEC.gov