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4//SEC Filing

WACHOVIA CORP NEW 4

Accession 0001127602-09-000287

CIK 0000036995operating
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 12:31 PM ET

Size

51.1 KB

Accession

0001127602-09-000287

Insider Transaction Report

Form 4
Period: 2008-12-31
WACHOVIA CORP NEWWB
KELLY STANHOPE A
SEVP, Pres of Wealth Mgmt.
Transactions
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−3,124→ 0 total
    Exercise: $32.00From: 2001-01-28Exp: 2010-01-28→ Common Stock (3,124 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−47,670→ 0 total
    Exercise: $42.91From: 2000-01-22Exp: 2009-01-22→ Common Stock (47,670 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−120,000→ 0 total
    Exercise: $33.69From: 2002-01-26Exp: 2011-01-26→ Common Stock (120,000 underlying)
  • Disposition to Issuer

    Common Stock

    2008-12-31−2,065→ 0 total(indirect: By Daughter)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−80,000→ 0 total
    Exercise: $25.59From: 2001-10-27Exp: 2010-10-27→ Common Stock (80,000 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−43,800→ 0 total
    Exercise: $33.79From: 2009-02-19Exp: 2018-02-19→ Common Stock (43,800 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−78,320→ 0 total
    Exercise: $56.05From: 2007-03-31Exp: 2016-03-30→ Common Stock (78,320 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−15,209→ 0 total
    Exercise: $48.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (15,209 underlying)
  • Disposition to Issuer

    Common Stock

    2008-12-31−183,360.044→ 0 total
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−119,350→ 0 total
    Exercise: $37.98From: 2003-04-16Exp: 2012-04-16→ Common Stock (119,350 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−104,496→ 0 total
    Exercise: $37.43From: 2004-04-22Exp: 2013-04-22→ Common Stock (104,496 underlying)
  • Disposition to Issuer

    ESOP

    2008-12-31−61,461→ 0 total
    Exercise: $44.65From: 2005-04-19Exp: 2014-04-19→ Common Stock (61,461 underlying)
  • Disposition to Issuer

    ESOP

    2008-12-31−64,441→ 0 total
    Exercise: $50.38From: 2006-04-18Exp: 2015-04-18→ Common Stock (64,441 underlying)
  • Disposition to Issuer

    Common Stock

    2008-12-31−2,549.437→ 0 total(indirect: By Trust)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−76,876→ 0 total
    Exercise: $32.00From: 2001-01-28Exp: 2010-01-28→ Common Stock (76,876 underlying)
  • Disposition to Issuer

    Common Stock

    2008-12-31−1,815→ 0 total(indirect: By Daughter 2 (HK))
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−25,397→ 0 total
    Exercise: $58.36From: 2008-02-20Exp: 2017-02-20→ Common Stock (25,397 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−13,036→ 0 total
    Exercise: $41.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (13,036 underlying)
  • Tax Payment

    Common Stock

    2008-12-31$5.54/sh−13,052$72,308→ 183,360.044 total
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−40,000→ 0 total
    Exercise: $44.59From: 2000-04-23Exp: 2009-04-23→ Common Stock (40,000 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−2,330→ 0 total
    Exercise: $42.91From: 2000-01-22Exp: 2009-01-22→ Common Stock (2,330 underlying)
Footnotes (23)
  • [F1]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
  • [F10]The option becomes exercisable in 20% increments on each of April 23, 2000, 2001, 2002, 2003, and 2004, respectively.
  • [F11]The option becomes exercisable in 20% increments on each of October 27, 2001, 2002, 2003, 2004, and 2005, respectively.
  • [F12]The option becomes exercisable in 33.33% increments on each of January 26, 2002, 2003, and 2004, respectively.
  • [F13]The option vests in three equal annual installments, beginning on 4/16/2003.
  • [F14]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year), beginning 4/22/04.
  • [F15]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
  • [F16]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% pe r year), beginning April 19, 2005.
  • [F17]Provisions exist with respect to these shares to allow for the witholding of shares to satisfy tax witholding obligations and the witholding of shares in payment of the exercise price.
  • [F18]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning April 18, 2006.
  • [F19]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning March 31, 2007.
  • [F2]Includes 43,800 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
  • [F20]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F21]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb 20, 2008.
  • [F22]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F23]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009.
  • [F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
  • [F4]The option becomes exercisable in 20% increments on each of January 22, 2000, 2001, 2002, 2003, and 2004, respectively.
  • [F5]In the merger of Wachovia Corporation and Wells Fargo & Company, each outstanding option to purchase Wachovia Corporation common stock was converted to an option to purchase Wells Fargo stock on substantially the same terms, except that the number of options was adjusted by multiplying the number of Wachovia Corporation options by .1991 and the exercise price was adjusted by dividing the Wachovia Corporation exercise price by .1991.
  • [F6]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
  • [F7]The option becomes exercisable in 20% increments on each of January 28, 2001, 2002, 2003, 2004, and 2005, respectively.
  • [F8]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F9]The option becomes exercisable in 20% increments on each of January 22, 2000, 2001, 2002, 2003, and 2004, respectively.

Documents

1 file

Issuer

WACHOVIA CORP NEW

CIK 0000036995

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000036995

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 12:31 PM ET
Size
51.1 KB
View on SEC.gov