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4//SEC Filing

WACHOVIA CORP NEW 4

Accession 0001127602-09-000294

CIK 0000036995operating
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 12:41 PM ET

Size

44.2 KB

Accession

0001127602-09-000294

Insider Transaction Report

Form 4
Period: 2008-12-31
WACHOVIA CORP NEWWB
MCFAYDEN SHANNON W
SEVP, Corp. Comm. Affairs
Transactions
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−46,992→ 0 total
    Exercise: $56.05From: 2007-03-31Exp: 2016-03-30→ Common Stock (46,992 underlying)
  • Disposition to Issuer

    Common Stock

    2008-12-31−438.626→ 0 total(indirect: By 401(k))
  • Disposition to Issuer

    ESOP

    2008-12-31−1,820→ 0 total
    Exercise: $54.94From: 2000-04-20Exp: 2009-04-19→ Common Stock (1,820 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−8,540→ 0 total
    Exercise: $54.94From: 2000-04-20Exp: 2009-04-20→ Common Stock (8,540 underlying)
  • Disposition to Issuer

    ESOP

    2008-12-31−22,500→ 0 total
    Exercise: $30.40From: 2002-04-17Exp: 2011-04-17→ Common Stock (22,500 underlying)
  • Disposition to Issuer

    ESOP

    2008-12-31−62,000→ 0 total
    Exercise: $34.92From: 2003-12-31Exp: 2011-07-31→ Common Stock (62,000 underlying)
  • Disposition to Issuer

    ESOP

    2008-12-31−14,917→ 0 total
    Exercise: $37.98From: 2003-04-16Exp: 2012-04-16→ Common Stock (14,917 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−19,011→ 0 total
    Exercise: $48.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (19,011 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−32,850→ 0 total
    Exercise: $33.79From: 2009-02-19Exp: 2018-02-19→ Common Stock (32,850 underlying)
  • Tax Payment

    Common Stock

    2008-12-31$5.54/sh−7,110$39,389→ 85,545 total
  • Disposition to Issuer

    ESOP

    2008-12-31−13,500→ 0 total
    Exercise: $34.94From: 2000-12-14Exp: 2009-12-14→ Common Stock (13,500 underlying)
  • Disposition to Issuer

    ESOP

    2008-12-31−9,256→ 0 total
    Exercise: $37.43From: 2004-04-22Exp: 2013-04-22→ Common Stock (9,256 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−15,521→ 0 total
    Exercise: $58.36From: 2008-02-20Exp: 2017-02-20→ Common Stock (15,521 underlying)
  • Disposition to Issuer

    ESOP (Right to Buy)

    2008-12-31−16,295→ 0 total
    Exercise: $41.00From: 2009-02-19Exp: 2018-02-19→ Common Stock (16,295 underlying)
  • Disposition to Issuer

    ESOP

    2008-12-31−10,477→ 0 total
    Exercise: $44.65From: 2005-04-19Exp: 2014-04-19→ Common Stock (10,477 underlying)
  • Disposition to Issuer

    Common Stock

    2008-12-31−85,545→ 0 total
  • Disposition to Issuer

    ESOP

    2008-12-31−31,500→ 0 total
    Exercise: $31.56From: 2001-01-31Exp: 2010-01-03→ Common Stock (31,500 underlying)
  • Disposition to Issuer

    ESOP

    2008-12-31−28,999→ 0 total
    Exercise: $50.38From: 2006-04-18Exp: 2015-04-18→ Common Stock (28,999 underlying)
Footnotes (17)
  • [F1]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
  • [F10]Provisions exist with respect to these shares to allow for the witholding of shares to satisfy tax witholding obligations and the witholding of shares in payment of the exercise price.
  • [F11]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning April 18, 2006.
  • [F12]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F13]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning March 31, 2007.
  • [F14]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F15]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb 20, 2008.
  • [F16]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F17]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009.
  • [F2]Includes 41,063 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
  • [F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
  • [F4]In the merger of Wachovia Corporation and Wells Fargo & Company, each outstanding option to purchase Wachovia Corporation common stock was converted to an option to purchase Wells Fargo stock on substantially the same terms, except that the number of options was adjusted by multiplying the number of Wachovia Corporation options by .1991 and the exercise price was adjusted by dividing the Wachovia Corporation exercise price by .1991.
  • [F5]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
  • [F6]The option vests in the following increments: 7,500 shares on 4/17/02, 4/17/03 and 4/17/04.
  • [F7]The option vests in three equal installments, beginning on April 16, 2003.
  • [F8]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% pe r year), beginning on April 22, 2004.
  • [F9]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% pe r year), beginning April 19, 2005.

Documents

1 file

Issuer

WACHOVIA CORP NEW

CIK 0000036995

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000036995

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 12:41 PM ET
Size
44.2 KB
View on SEC.gov