Home/Filings/4/0001127602-09-004716
4//SEC Filing

McLaren John 4

Accession 0001127602-09-004716

CIK 0000874761other

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 5:13 PM ET

Size

11.3 KB

Accession

0001127602-09-004716

Insider Transaction Report

Form 4
Period: 2009-02-20
McLaren John
Executive VP
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2009-02-207,03968,814 total
    Common Stock (7,039 underlying)
  • Award

    Restricted Stock Units

    2009-02-20$6.71/sh+37,641$252,57175,853 total
    Common Stock (37,641 underlying)
  • Award

    Stock Option (Right to Buy)

    2009-02-20+83,91083,910 total
    Exercise: $6.71From: 2010-02-20Exp: 2019-02-20Common Stock (83,910 underlying)
Holdings
  • Common Stock

    11,383
Footnotes (3)
  • [F1]This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal installments beginning on February 20, 2010, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to between 0 and 1.5 shares, based on performance, of AES Common Stock or the cash equivalent, such delivery form decision is at the discretion of The AES Corporation Compensation Committee of the Board of Directors on January 1, 2014 or as soon as administratively practicable thereafter.
  • [F2]The Company did not meet the threshold performance conditions for this 2006 RSU award resulting in the forfeiture of the award.
  • [F3]This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 20, 2010 and the next two become exercisable on February 20, 2011 and February 20, 2012, respectively.

Issuer

AES CORP

CIK 0000874761

Entity typeother

Related Parties

1
  • filerCIK 0001378626

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 5:13 PM ET
Size
11.3 KB