Home/Filings/4/0001127602-09-005902
4//SEC Filing

Rolfe Christopher C 4

Accession 0001127602-09-005902

CIK 0001326160other

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 5:44 PM ET

Size

9.4 KB

Accession

0001127602-09-005902

Insider Transaction Report

Form 4
Period: 2009-03-02
Rolfe Christopher C
Grp Exec & Chief Admin Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2009-03-02$12.92/sh+5,530$71,44868,888 total
  • Exercise/Conversion

    Phantom Stock

    2009-03-025,5305,530 total
    Common Stock (5,530 underlying)
  • Tax Payment

    Common Stock

    2009-03-02$12.92/sh1,795$23,19167,093 total
Holdings
  • Common Stock

    (indirect: By Retirement Savings Plan)
    23,231
Footnotes (3)
  • [F1]Converts to Common Stock on a 1-for-1 basis.
  • [F2]The phantom stock vests in three equal annual installments beginning on the first anniverary of the grant date.
  • [F3]Expiration date not applicable.

Issuer

Duke Energy CORP

CIK 0001326160

Entity typeother

Related Parties

1
  • filerCIK 0001357823

Filing Metadata

Form type
4
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 5:44 PM ET
Size
9.4 KB