Rolfe Christopher C 4
4 · Duke Energy CORP · Filed Mar 4, 2009
Insider Transaction Report
Form 4
Rolfe Christopher C
Grp Exec & Chief Admin Officer
Transactions
- Exercise/Conversion
Common Stock
2009-03-02$12.92/sh+5,530$71,448→ 68,888 total - Exercise/Conversion
Phantom Stock
2009-03-02−5,530→ 5,530 total→ Common Stock (5,530 underlying) - Tax Payment
Common Stock
2009-03-02$12.92/sh−1,795$23,191→ 67,093 total
Holdings
- 23,231(indirect: By Retirement Savings Plan)
Common Stock
Footnotes (3)
- [F1]Converts to Common Stock on a 1-for-1 basis.
- [F2]The phantom stock vests in three equal annual installments beginning on the first anniverary of the grant date.
- [F3]Expiration date not applicable.