Rolfe Christopher C 4
4 · Duke Energy CORP · Filed Apr 2, 2009
Insider Transaction Report
Form 4
Rolfe Christopher C
Grp Exec & Chief Admin Officer
Transactions
- Exercise/Conversion
Phantom Stock
2009-04-01−36,000→ 0 total→ Common Stock (36,000 underlying) - Exercise/Conversion
Common Stock
2009-04-01$14.26/sh+36,000$513,360→ 103,093 total - Tax Payment
Common Stock
2009-04-01$14.26/sh−13,606$194,022→ 89,487 total
Holdings
- 23,570(indirect: By Retirement Savings Plan)
Common Stock
Footnotes (3)
- [F1]Converts to Common Stock on a 1-for-1 basis.
- [F2]All of the phantom shares granted April 1, 2006 vested on April 1, 2009.
- [F3]Expiration date not applicable.