4//SEC Filing
Rolfe Christopher C 4
Accession 0001127602-09-008477
CIK 0001326160other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 4:57 PM ET
Size
9.3 KB
Accession
0001127602-09-008477
Insider Transaction Report
Form 4
Rolfe Christopher C
Grp Exec & Chief Admin Officer
Transactions
- Exercise/Conversion
Phantom Stock
2009-04-01−36,000→ 0 total→ Common Stock (36,000 underlying) - Exercise/Conversion
Common Stock
2009-04-01$14.26/sh+36,000$513,360→ 103,093 total - Tax Payment
Common Stock
2009-04-01$14.26/sh−13,606$194,022→ 89,487 total
Holdings
- 23,570(indirect: By Retirement Savings Plan)
Common Stock
Footnotes (3)
- [F1]Converts to Common Stock on a 1-for-1 basis.
- [F2]All of the phantom shares granted April 1, 2006 vested on April 1, 2009.
- [F3]Expiration date not applicable.
Documents
Issuer
Duke Energy CORP
CIK 0001326160
Entity typeother
Related Parties
1- filerCIK 0001357823
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 4:57 PM ET
- Size
- 9.3 KB