Home/Filings/4/0001127602-09-009106
4//SEC Filing

BYRNES JAMES J 4

Accession 0001127602-09-009106

CIK 0001005817other

Filed

Apr 13, 8:00 PM ET

Accepted

Apr 14, 3:01 PM ET

Size

6.1 KB

Accession

0001127602-09-009106

Insider Transaction Report

Form 4
Period: 2009-04-10
BYRNES JAMES J
DirectorChairman
Transactions
  • Purchase

    7% Convertible Trust Preferred - IRA

    2009-04-10$1000.00/sh+500$500,000500 total
    From: 2019-04-15Exp: 2039-03-31Common Stock (12,091.8 underlying)
Footnotes (1)
  • [F1]The Trust Preferred Securities were issued by Tompkins Capital Trust I, all of the common securities of which are owned by Tompkins Financial Corporation (TMP). The Trust Preferred Securities are convertible, at any time on or after April 15, 2019, into TMP Common Stock at a price of $41.35 per share or, if higher, the average of the closing prices of TMP Common Stock on the trading days in the calendar quarter preceding the date of conversion. The amount set out in Item #7 above uses the $41.35 conversion price.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1
  • filerCIK 0001069496

Filing Metadata

Form type
4
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 3:01 PM ET
Size
6.1 KB