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LUTZ ROBERT A 4

Accession 0001127602-09-009667

CIK 0000040730other
View on SEC.govCompany Profile

Filed

Apr 23, 8:00 PM ET

Accepted

Apr 24, 5:22 PM ET

Size

30.1 KB

Accession

0001127602-09-009667

Insider Transaction Report

Form 4
Period: 2009-04-24
GENERAL MOTORS CORPGM
LUTZ ROBERT A
Vice Chairman
Transactions
  • Other

    GM Phantom Stock Units $1-2/3 Par Value Common Stock

    2009-04-24−5,914→ 0 total
    Exercise: $0.00→ General Motors Common Stock, $1-2/3 Par Value (5,914 underlying)
  • Other

    General Motors Common Stock, $1-2/3 Par Value

    2009-04-24$1.87/sh−1,507$2,818→ 0 total(indirect: By Trust)
Holdings

  • GM Stock $1-2/3 Par Value Option (Right to Buy)

    Exercise: $50.82From: 2003-02-04Exp: 2012-02-05→ General Motors Common Stock, $1-2/3 Par Value (100,000 underlying)
    100,000

  • GM Stock $1-2/3 Par Value Option (Right to Buy)

    Exercise: $40.05From: 2004-01-21Exp: 2013-01-22→ General Motors Common Stock, $1-2/3 Par Value (200,000 underlying)
    200,000

  • GM Stock $1-2/3 Par Value Option (Right to Buy)

    Exercise: $53.92From: 2005-01-23Exp: 2014-01-24→ General Motors Common Stock, $1-2/3 Par Value (160,000 underlying)
    160,000

  • GM Stock $1-2/3 Par Value Option (Right to Buy)

    Exercise: $20.90From: 2007-02-23Exp: 2016-02-24→ General Motors Common Stock, $1-2/3 Par Value (106,664 underlying)
    106,664

  • GM Stock $1-2/3 Par Value Restricted Stock Units

    Exercise: $0.00From: 2008-03-20→ General Motors Common Stock, $1-2/3 Par Value (48,000 underlying)
    48,000

  • General Motors Common Stock, $1-2/3 Par Value

    81,360

  • GM Stock $1-2/3 Par Value Deferred Stock Units

    Exercise: $0.00→ General Motors Common Stock, $1-2/3 Par Value (133,859 underlying)
    133,859

  • GM Stock $1-2/3 Par Value Option (Right to Buy)

    Exercise: $54.91From: 2002-09-04Exp: 2011-09-05→ General Motors Common Stock, $1-2/3 Par Value (200,000 underlying)
    200,000

  • GM Stock $1-2/3 Par Value Option (Right to Buy)

    Exercise: $50.46From: 2003-01-07Exp: 2012-01-08→ General Motors Common Stock, $1-2/3 Par Value (100,000 underlying)
    100,000

  • GM Stock $1-2/3 Par Value Option (Right to Buy)

    Exercise: $36.37From: 2006-01-24Exp: 2015-01-25→ General Motors Common Stock, $1-2/3 Par Value (160,000 underlying)
    160,000

  • GM Stock $1-2/3 Par Value Option (Right to Buy)

    Exercise: $23.13From: 2009-03-05Exp: 2018-03-06→ General Motors Common Stock, $1-2/3 Par Value (250,000 underlying)
    250,000

  • GM Stock $1-2/3 Par Value Restricted Stock Units

    Exercise: $0.00From: 2011-03-05→ General Motors Common Stock, $1-2/3 Par Value (60,000 underlying)
    60,000

  • GM Stock $1-2/3 Par Value Option (Right to Buy)

    Exercise: $29.11From: 2008-03-20Exp: 2017-03-21→ General Motors Common Stock, $1-2/3 Par Value (250,000 underlying)
    250,000

  • GM Stock $1-2/3 Par Value Restricted Stock Units

    Exercise: $0.00→ General Motors Common Stock, $1-2/3 Par Value (75,000 underlying)
    75,000
Footnotes (7)
  • [F1]Shares held in trust under General Motors Savings Stock Purchase Program ("S-SPP") as of 12/31/08. State Street Bank & Trust Co., Trustee. Shares owned pursuant to Rule 16b-3 exempt employee savings plan. The Trustee, as independent fiduciary of the General Motors common stock fund, determined at its sole discretion that it was no longer consistent with applicable law and the applicable plan documents and agreements in place for it to continue to hold shares of General Motors common stock in the S-SPP and it decided to sell all of the shares held in such fund, including all of the shares held in my S-SPP account. I was informed of such sale as of the date indicated in Box 3 on the front of this Form 4.
  • [F2]The Phantom Stock Units are held under Section 16b-3(c) exempt Rule 16b-3(b)(2) eligible excess benefit plan operated in conjunction with a qualified 401(k) plan. Each Unit is the economic equivalent of one share of General Motors common stock. The Units are payable in cash upon separation from General Motors. These Units are being reported even though they are exempt under Rule 16b-3. Units held as of 12/31/08. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. As described in the footnote above concerning my shares of General Motors common stock held in the S-SPP, when the Trustee of the General Motors S-SPP common stock fund sold all of the shares of General Motors common stock held in the S-SPP, the Units in my excess benefit plan were also liquidated. I was informed of such disposition as of the date indicated in Box 3 on the front of this Form 4.
  • [F3]The Deferred Stock Units were accrued under the Rule 16b-3 qualified General Motors Deferred Compensation Plan. Each Deferred Stock Unit is the economic equivalent of one share of General Motors common stock. If General Motors pays a dividend, dividend equivalents are earned on each Deferred Stock Unit. Units held as of 12/31/08. The Deferred Stock Units convert on a "1 for 1" basis. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form.
  • [F4]Employee stock option granted pursuant to Rule 16b-3 qualified General Motors Long-Term Incentive Plan. Stock options vest and become exercisable in three equal annual installments, commencing, respectively, one, two and three years from the date of initial grant. Date shown in Column 6 of Table II is the date the first installment becomes/became exercisable.
  • [F5]Restricted Stock Units are granted under the Rule 16b-3 qualified General Motors Stock Incentive Plan. The RSUs are denominated in stock and are to be delivered in stock in five annual installments commencing, respectively, one, two, three, four and five years from the date of the initial grant. Each Restricted Stock Unit is the economic equivalent of one share of General Motors common stock. If General Motors pays a dividend, dividend equivalents are earned on each undelivered Restricted Stock Unit. Date shown in column 6 is the date the first installment is payable. Pursuant to the terms of the United States Treasury Loan Agreement with General Motors, RSU installments due to be delivered in 2009 have not been made pending review with the United States Treasury. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form.
  • [F6]Restricted Stock Units are granted under the Rule 16b-3 qualified General Motors Long-Term Incentive Plan. The RSUs are denominated in stock and are to be delivered in stock in three annual installments commencing, respectively, three, four and five years from the date of the initial grant. Each Restricted Stock Unit is the economic equivalent of one share of General Motors common stock. If General Motors pays a dividend, dividend equivalents are earned on each undelivered Restricted Stock Unit. Date shown in column 6 is the date the first installment is payable. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form.
  • [F7]The Restricted Stock Units were accrued under the Rule 16b-3 qualified General Motors Stock Incentive Plan. Each Restricted Stock Unit is the economic equivalent of one share of General Motors common stock. If General Motors pays a dividend, dividend equivalents are earned on each Restricted Stock Unit. Units held as of 12/31/08. The Restricted Stock Units convert on a "1 for 1" basis. The price of zero is notional and only used for purpose of facilitating the electronic filing of this Form. The Restricted Stock Units will be paid in stock at retirement.

Documents

1 file

Issuer

GENERAL MOTORS CORP

CIK 0000040730

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Entity typeother

Related Parties

1
  • filerCIK 0001181679

Filing Metadata

Form type
4
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 5:22 PM ET
Size
30.1 KB
View on SEC.gov