TFS Financial CORP|4May 14, 4:54 PM ET

Betters Ralph M 4

4 · TFS Financial CORP · Filed May 14, 2009

Form 4

Period: 2009-05-12

Chief Information Officer

Transactions

Award
Employee Stock Option (right to buy)
2009-05-12+37,500→ 37,500 total
Exercise: $11.96Exp: 2019-05-11→ Common Stock (37,500 underlying)
Award
Restricted Stock Units
2009-05-12+4,200→ 4,200 total
→ Common Stock (4,200 underlying)

Holdings

Common Stock
(indirect: By Children)
100
Common Stock
(indirect: By 401(k))
48,749
Common Stock
(indirect: By Children)
89
Common Stock
(indirect: By ESOP)
3,021
Common Stock
(indirect: By Trust)
30,129
Employee Stock Option (right to buy)
Exercise: $11.74Exp: 2018-08-10→ Common Stock (126,500 underlying)
126,500
Restricted Stock Units
→ Common Stock (35,100 underlying)
35,100

Footnotes (6)

[F1]The options vest in three equal installments beginning on May 12, 2010.
[F2]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
[F3]The restricted stock units vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
[F4]The options vest in four equal annual installments beginning on August 11, 2012.
[F5]The restricted stock units vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
[F6]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Documents

1 file