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Home/Filings/4/0001127602-09-011549
4//SEC Filing

Betters Ralph M 4

Accession 0001127602-09-011549

CIK 0001381668other
View on SEC.govCompany Profile

Filed

May 13, 8:00 PM ET

Accepted

May 14, 4:54 PM ET

Size

14.6 KB

Accession

0001127602-09-011549

Insider Transaction Report

Form 4
Period: 2009-05-12
TFS Financial CORPTFSL
Betters Ralph M
Chief Information Officer
Transactions
  • Award

    Employee Stock Option (right to buy)

    2009-05-12+37,500→ 37,500 total
    Exercise: $11.96Exp: 2019-05-11→ Common Stock (37,500 underlying)
  • Award

    Restricted Stock Units

    2009-05-12+4,200→ 4,200 total
    → Common Stock (4,200 underlying)
Holdings

  • Common Stock

    (indirect: By Children)
    100

  • Common Stock

    (indirect: By 401(k))
    48,749

  • Common Stock

    (indirect: By Children)
    89

  • Common Stock

    (indirect: By ESOP)
    3,021

  • Common Stock

    (indirect: By Trust)
    30,129

  • Employee Stock Option (right to buy)

    Exercise: $11.74Exp: 2018-08-10→ Common Stock (126,500 underlying)
    126,500

  • Restricted Stock Units

    → Common Stock (35,100 underlying)
    35,100
Footnotes (6)
  • [F1]The options vest in three equal installments beginning on May 12, 2010.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
  • [F3]The restricted stock units vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
  • [F4]The options vest in four equal annual installments beginning on August 11, 2012.
  • [F5]The restricted stock units vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
  • [F6]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Documents

1 file

Issuer

TFS Financial CORP

CIK 0001381668

→
Entity typeother

Related Parties

1
  • filerCIK 0001388154

Filing Metadata

Form type
4
Filed
May 13, 8:00 PM ET
Accepted
May 14, 4:54 PM ET
Size
14.6 KB
View on SEC.gov