KELLY JOHN K 4
4 · OCEANFIRST FINANCIAL CORP · Filed Jul 23, 2009
Insider Transaction Report
Form 4
KELLY JOHN K
Senior VP/ Corporate Secretary
Transactions
- Award
Common Stock
2009-07-21+4,014→ 24,722 total
Holdings
- 24,261(indirect: By 401(k))
Common Stock
- 15,000
Stock Option (Right to Buy)
Exercise: $17.88From: 2003-02-20Exp: 2012-02-20→ Common Stock (15,000 underlying) - 750
Stock Option (Right to Buy)
Exercise: $20.80From: 2006-04-20Exp: 2015-04-20→ Common Stock (750 underlying) - 42,250(indirect: By Esop)
Common Stock
- 3,000(indirect: By Spouse)
Common Stock
- 10,000
Stock Option (Right to Buy)
Exercise: $23.44From: 2004-05-30Exp: 2013-05-30→ Common Stock (10,000 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $23.48From: 2007-03-01Exp: 2016-02-15→ Common Stock (10,000 underlying) - 3,000(indirect: By Spouse)
Common Stock
- 4,560(indirect: By Matching ESOP)
Common Stock
- 3,875(indirect: By Trust)
Common Stock
- 0
Stock Option (Right to Buy)
Exercise: $9.61From: 1998-02-04Exp: 2007-02-04→ Common Stock (0 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $22.52From: 2005-05-28Exp: 2014-05-28→ Common Stock (10,000 underlying) - 676
Stock Option (Right to Buy)
Exercise: $23.07From: 2006-01-19Exp: 2015-01-19→ Common Stock (676 underlying) - 6,750
Stock Option (Right to Buy)
Exercise: $22.17From: 2008-02-21Exp: 2017-02-21→ Common Stock (6,750 underlying) - 7,088
Stock Option (Right to Buy)
Exercise: $16.81From: 2009-02-20Exp: 2018-02-20→ Common Stock (7,088 underlying) - 6,474(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]A total of 4,542 shares were acquired by award and are currently unvested.
- [F2]Includes 1,745 shares of restricted stock that vest 100% on July 21, 2011, and 2,269 shares of restricted stock that vest at 0% or between 50% to 100% on July 21, 2011, depending upon the attainment of defined performance goals for the one year period ending June 30, 2010.
- [F3]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F4]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F5]Represents shares acquired under the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan established as part of a spin-off from the OceanFirst Employee Stock Ownership Plan effective December 27, 2006
- [F6]This form reflects increases in beneficial ownership resulting from exempt acquisitions under the ESOP pursuant to Rule 16b-3(c).
- [F7]Options awarded under the OceanFirst Financial Corp. 2000 Stock Option Plan, vest in five equal annual installments beginning on February 20, 2009.