Home/Filings/4/0001127602-09-018673
4//SEC Filing

PAB BANKSHARES INC 4

Accession 0001127602-09-018673

CIK 0000705200operating

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 4:29 PM ET

Size

22.9 KB

Accession

0001127602-09-018673

Insider Transaction Report

Form 4
Period: 2009-09-09
FULLER R WESLEY
Executive VP Operations
Transactions
  • Conversion

    Common Stock

    2009-09-09$3.00/sh+33,333$99,99938,384.992 total
  • Purchase

    Series A Convertible Preferred Stock

    2009-09-09$1000.00/sh+100$100,000100 total
    Exercise: $3.00Common Stock (33,333 underlying)
  • Purchase

    Common Stock Warrants (right to buy)

    2009-09-09+8,0008,000 total
    Exercise: $3.75From: 2009-09-09Exp: 2016-09-09Common Stock (8,000 underlying)
  • Small Acquisition

    Common Stock

    2009-05-13$4.02/sh+745.579$3,0002,522.062 total(indirect: ESPP)
  • Conversion

    Series A Convertible Preferred Stock

    2009-09-091000 total
    Exercise: $3.00Common Stock (33,333 underlying)
Holdings
  • Incentive Stock Option (Right to Buy)

    Exercise: $13.46Exp: 2017-12-18Common Stock (7,650 underlying)
    7,650
  • Incentive Stock Option (Right to Buy)

    Exercise: $10.59Exp: 2011-10-08Common Stock (3,060 underlying)
    3,060
  • Incentive Stock Option (Right to Buy)

    Exercise: $20.93Exp: 2016-12-19Common Stock (6,120 underlying)
    6,120
  • Common Stock

    (indirect: By IRA)
    11,936.843
  • Incentive Stock Option (Right to Buy)

    Exercise: $7.55Exp: 2012-08-02Common Stock (8,568 underlying)
    8,568
  • Incentive Stock Option (Right to Buy)

    Exercise: $13.85Exp: 2015-03-29Common Stock (7,140 underlying)
    7,140
  • Common Stock

    1,087.464
  • Common Stock

    (indirect: By Son)
    117.818
Footnotes (5)
  • [F1]Shares purchased with 50% company match funds.
  • [F2]The series A and series B convertible preferred stock is immediately convertible at any time at a conversion price of $3.00 and has no expiration date. All of the shares were converted to common stock on 9/9/09.
  • [F3]The reporting person disclaims beneficial ownership of all securities held by child, and the report should not be deemed as an admission that the reporting person is the beneficial owner of such securities for purpose of Section 16 or any other purpose.
  • [F4]Stock Option (right to buy) granted pursuant to PAB Bankshares, Inc. 1999 Stock Option Plan. It is the intent of the company that any option award granted under the plan satisfy and be interpreted in a manner that satisfies the applicable requirements of Rule 16b-3, so that any person subject to Section 16 of the Securities Act of 1933 will be entitled to the benefits of Rule 16b-3 or other exemptive rules under Section 16 of the Act and will be subjected to liability thereunder. Options and awards granted under this plan to persons subject to Section 16, are approved by the full board of Directors of PAB Bankshares, Inc., in compliance with the exemption aternatives of Rule 16b-3, as amended August 15, 1996.
  • [F5]The option becomes available in five equal installments, commencing one year after the date of grant.

Issuer

PAB BANKSHARES INC

CIK 0000705200

Entity typeoperating
IncorporatedGA

Related Parties

1
  • filerCIK 0000705200

Filing Metadata

Form type
4
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 4:29 PM ET
Size
22.9 KB