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HENDERSON GEORGE DANIEL 4/A

Accession 0001127602-09-018728

CIK 0000705200other
View on SEC.govCompany Profile

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 6:43 PM ET

Size

25.8 KB

Accession

0001127602-09-018728

Insider Transaction Report

Form 4/AAmended
Period: 2009-09-09
PAB BANKSHARES INCPABK
HENDERSON GEORGE DANIEL
EVP/Chief Credit Officer
Transactions
  • Small Acquisition

    Common Stock

    2009-05-13$4.02/sh+96.307$388→ 1,511.33 total(indirect: Espp)
  • Small Acquisition

    Common Stock

    2009-07-30$2.73/sh+146.824$402→ 1,768.189 total(indirect: Espp)
  • Conversion

    Common Stock

    2009-09-09$3.00/sh+33,333$99,999→ 39,728.606 total
  • Small Acquisition

    Common Stock

    2009-06-18$3.65/sh+110.035$402→ 1,621.365 total(indirect: Espp)
  • Small Acquisition

    Common Stock

    2009-08-11$3.44/sh+116.56$402→ 1,884.749 total(indirect: Espp)
  • Conversion

    Series A Convertible Preferred Stock

    2009-09-09−100→ 0 total
    Exercise: $3.00→ Common Stock (33,333 underlying)
  • Purchase

    Series A Convertible Preferred Stock

    2009-09-09$1000.00/sh+100$100,000→ 100 total
    Exercise: $3.00→ Common Stock (33,333 underlying)
  • Purchase

    Common Stock Warrants (right to buy)

    2009-09-09+8,000→ 8,000 total
    Exercise: $3.75From: 2009-09-09Exp: 2016-09-09→ Common Stock (8,000 underlying)
Holdings

  • Common Stock

    (indirect: By Son)
    479

  • Incentive Stock Option (Right to Buy)

    Exercise: $9.81Exp: 2012-01-01→ Common Stock (3,570 underlying)
    3,570

  • Incentive Stock Option (Right to Buy)

    Exercise: $20.93Exp: 2016-12-19→ Common Stock (2,040 underlying)
    2,040

  • Incentive Stock Option (Right to Buy)

    Exercise: $7.55Exp: 2012-08-02→ Common Stock (9,792 underlying)
    9,792

  • Incentive Stock Option (Right to Buy)

    Exercise: $13.46Exp: 2017-12-18→ Common Stock (6,120 underlying)
    6,120
Footnotes (6)
  • [F1]The series A and series B convertible preferred stock is immediately convertible at any time at a conversion price of $3.00 and has no expiration date. All of the shares were converted to common stock on 9/9/09.
  • [F2]Employee stock option (right to buy) granted pursuant to PAB Bankshares, Inc. 1994 Employee Stock Option Plan. It is the intent of the Company that any option or award granted under the plan satisfy and be interpreted in a manner that satisfies the applicable requirements of Rule 16b-3, so that any person subject to Section 16 of the Securities Act of 1933 will be entitled to the benefits of Rule 16b-3 or other exemptive rules under Section 16 of the Act and will not be subjected to liability thereunder. Options and awards granted under this plan, prior to August 15, 1996, to persons subject to Section 16, were granted in compliance with the exemption requirements of Rule 16b-3, as it existed in effect from May 1, 1991 until August 15, 1996, to persons subject to Section 16, are approved by the full board of Directors of PAB Bankshares, Inc., in compliance with the exemption alternatives of Rule 16b-3, as amended August 15, 1996.
  • [F3]Shares purchased with 50% company match funds.
  • [F4]Stock Option (right to buy) granted pursuant to PAB Bankshares, Inc. 1999 Stock Option Plan. It is the intent of the company that any option award granted under the plan satisfy and be interpreted in a manner that satisfies the applicable requirements of Rule 16b-3, so that any person subject to Section 16 of the Securities Act of 1933 will be entitled to the benefits of Rule 16b-3 or other exemptive rules under Section 16 of the Act and will be subjected to liability thereunder. Options and awards granted under this plan to persons subject to Section 16, are approved by the full board of Directors of PAB Bankshares, Inc., in compliance with the exemption aternatives of Rule 16b-3, as amended August 15, 1996.
  • [F5]The option becomes available in five equal installments, commencing one year after the date of grant.
  • [F6]The reporting person disclaims beneficial ownership of all securities held by child, and the report should not be deemed as an admission that the reporting person is the beneficial owner of such securities for purpose of Section 16 or any other purpose.

Documents

1 file

Issuer

PAB BANKSHARES INC

CIK 0000705200

→
Entity typeother

Related Parties

1
  • filerCIK 0001397862

Filing Metadata

Form type
4/A
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 6:43 PM ET
Size
25.8 KB
View on SEC.gov