Earnings Feed
Start Free
Home/Filings/4/A/0001127602-09-018732
4/A//SEC Filing

Mansfield John E Jr 4/A

Accession 0001127602-09-018732

CIK 0000705200other
View on SEC.govCompany Profile

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 6:49 PM ET

Size

22.7 KB

Accession

0001127602-09-018732

Insider Transaction Report

Form 4/AAmended
Period: 2009-09-09
PAB BANKSHARES INCPABK
Mansfield John E Jr
Director
Transactions
  • Purchase

    Common Stock Warrants (right to buy)

    2009-09-09+8,000→ 8,000 total
    Exercise: $3.75From: 2009-09-09Exp: 2016-09-09→ Common Stock (8,000 underlying)
  • Conversion

    Common Stock

    2009-09-09$3.00/sh+33,333$99,999→ 33,333 total
  • Conversion

    Series A Convertible Preferred Stock

    2009-09-09−100→ 0 total
    Exercise: $3.00→ Common Stock (33,333 underlying)
  • Small Acquisition

    Common Stock

    2009-02-17$3.90/sh+768.738$3,000→ 1,500.776 total(indirect: Espp)
  • Purchase

    Series A Convertible Preferred Stock

    2009-09-09$1000.00/sh+100$100,000→ 100 total
    Exercise: $3.00→ Common Stock (33,333 underlying)
Holdings

  • Non-qualified Stock Option (Right to Buy)

    Exercise: $13.77Exp: 2015-01-25→ Common Stock (2,040 underlying)
    2,040

  • Common Stock

    (indirect: By Son)
    791

  • Common Stock

    (indirect: By Family Partnershi)
    98,461

  • Common Stock

    (indirect: By Sep)
    6,506

  • Non-qualified Stock Option (Right to Buy)

    Exercise: $4.90Exp: 2019-01-02→ Common Stock (2,000 underlying)
    2,000
Footnotes (4)
  • [F1]The series A and series B convertible preferred stock is immediately convertible at any time at a conversion price of $3.00 and has no expiration date. All of the shares were converted to common stock on 9/9/09.
  • [F2]Shares purchased with 50% company match funds.
  • [F3]Stock Option (right to buy) granted pursuant to PAB Bankshares, Inc. 1999 Stock Option Plan. It is the intent of the company that any option award granted under the plan satisfy and be interpreted in a manner that satisfies the applicable requirements of Rule 16b-3, so that any person subject to Section 16 of the Securities Act of 1933 will be entitled to the benefits of Rule 16b-3 or other exemptive rules under Section 16 of the Act and will be subjected to liability thereunder. Options and awards granted under this plan to persons subject to Section 16, are approved by the full board of Directors of PAB Bankshares, Inc., in compliance with the exemption aternatives of Rule 16b-3, as amended August 15, 1996.
  • [F4]The option becomes available in five equal installments, commencing one year after the date of grant.

Documents

1 file

Issuer

PAB BANKSHARES INC

CIK 0000705200

→
Entity typeother

Related Parties

1
  • filerCIK 0001317738

Filing Metadata

Form type
4/A
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 6:49 PM ET
Size
22.7 KB
View on SEC.gov