4//SEC Filing
HENDERSON GEORGE DANIEL 4
Accession 0001127602-09-019701
CIK 0000705200other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 12:52 PM ET
Size
18.2 KB
Accession
0001127602-09-019701
Insider Transaction Report
Form 4
HENDERSON GEORGE DANIEL
EVP/Chief Credit Officer
Transactions
- Award
Non-qualified Stock Option (Right to Buy)
2009-09-29+5,200→ 5,200 totalExercise: $2.00From: 2011-09-29Exp: 2014-09-29→ Common Stock (5,200 underlying) - Award
Incentive Stock Option (Right to Buy)
2009-09-29+20,700→ 20,700 totalExercise: $3.00From: 2011-09-29Exp: 2014-09-29→ Common Stock (20,700 underlying)
Holdings
- 8,000
Common Stock Warrants (right to buy)
Exercise: $3.75From: 2009-09-09Exp: 2016-09-09→ Common Stock (8,000 underlying) - 9,792
Incentive Stock Option (Right to Buy)
Exercise: $7.55Exp: 2012-08-02→ Common Stock (9,792 underlying) - 6,120
Incentive Stock Option (Right to Buy)
Exercise: $13.46Exp: 2017-12-18→ Common Stock (6,120 underlying) - 2,040
Incentive Stock Option (Right to Buy)
Exercise: $20.93Exp: 2016-12-19→ Common Stock (2,040 underlying) - 3,570
Incentive Stock Option (Right to Buy)
Exercise: $9.81Exp: 2012-01-01→ Common Stock (3,570 underlying) - 1,884.749(indirect: Espp)
Common Stock
- 39,728.606
Common Stock
- 479(indirect: By Son)
Common Stock
Footnotes (7)
- [F1]This is a non-qualified grant with a two year cliff vesting period and a five year expiration from the date of grant.
- [F2]This is an incentive stock option with a two year cliff vesting period and will expire five years from the grant date.
- [F3]The reporting person disclaims beneficial ownership of all securities held by child, and the report should not be deemed as an admission that the reporting person is the beneficial owner of such securities for purpose of Section 16 or any other purpose.
- [F4]Shares purchased with 50% company match funds.
- [F5]Stock Option (right to buy) granted pursuant to PAB Bankshares, Inc. 1999 Stock Option Plan. It is the intent of the company that any option award granted under the plan satisfy and be interpreted in a manner that satisfies the applicable requirements of Rule 16b-3, so that any person subject to Section 16 of the Securities Act of 1933 will be entitled to the benefits of Rule 16b-3 or other exemptive rules under Section 16 of the Act and will be subjected to liability thereunder. Options and awards granted under this plan to persons subject to Section 16, are approved by the full board of Directors of PAB Bankshares, Inc., in compliance with the exemption aternatives of Rule 16b-3, as amended August 15, 1996.
- [F6]The option becomes available in five equal installments, commencing one year after the date of grant.
- [F7]Employee stock option (right to buy) granted pursuant to PAB Bankshares, Inc. 1994 Employee Stock Option Plan. It is the intent of the Company that any option or award granted under the plan satisfy and be interpreted in a manner that satisfies the applicable requirements of Rule 16b-3, so that any person subject to Section 16 of the Securities Act of 1933 will be entitled to the benefits of Rule 16b-3 or other exemptive rules under Section 16 of the Act and will not be subjected to liability thereunder. Options and awards granted under this plan, prior to August 15, 1996, to persons subject to Section 16, were granted in compliance with the exemption requirements of Rule 16b-3, as it existed in effect from May 1, 1991 until August 15, 1996, to persons subject to Section 16, are approved by the full board of Directors of PAB Bankshares, Inc., in compliance with the exemption alternatives of Rule 16b-3, as amended August 15, 1996.
Documents
Issuer
PAB BANKSHARES INC
CIK 0000705200
Entity typeother
Related Parties
1- filerCIK 0001397862
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 12:52 PM ET
- Size
- 18.2 KB