Santoroski Richard 4
4 · AES CORP · Filed Nov 3, 2009
Insider Transaction Report
Form 4
AES CORPAES
Santoroski Richard
Vice President
Transactions
- Award
Units
2009-10-30$13.07/sh+37$484→ 4,845 total→ Common Stock (37 underlying)
Holdings
- 5,725
Common Stock
- 20,112(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Based upon the the latest plan statement dated 10/30/2009, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Retirement Savings Plan.
- [F2]These shares are awarded pursuant to the Restoration Supplemental Retirement Plan (the "Plan"). The reporting person has elected to defer receipt of compensation otherwise payable to him in the form of stock units, the basis of which is determined to be the Company's closing stock price on the last business day of each month. The Plan allows for distribution upon a date(s) specified by the participant in the event of the participant's unforeseeable emergency, death or termination of employment. This amount represents the reporting person's October 2009 deferral.