Home/Filings/4/0001127602-09-021845
4//SEC Filing

DICKSON ALAN T 4

Accession 0001127602-09-021845

CIK 0000085704other

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 10:52 AM ET

Size

40.7 KB

Accession

0001127602-09-021845

Insider Transaction Report

Form 4
Period: 2009-07-21
Transactions
  • Gift

    Common Stock

    2009-10-223,5501,104,772 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-07-222101,129,340 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-09-021931,128,935 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-09-101871,128,748 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-09-241,8861,126,862 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-10-012891,118,181 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-10-205,5201,112,467 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-07-212151,129,970 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-07-222101,129,550 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-07-232121,129,128 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-09-285,5581,121,304 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-09-302,8341,118,470 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-10-214,1451,108,322 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-10-282,5031,090,610 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-07-222101,129,760 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-10-021941,117,987 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-10-264,2901,097,572 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-10-232,9101,101,862 total(indirect: By Dickson Found'n)
  • Gift

    Common Stock

    2009-10-274,4591,093,113 total(indirect: By Dickson Found'n)
Holdings
  • Non-qualified Stock Option (Right to Buy)

    Exercise: $17.24From: 2003-11-20Exp: 2013-11-20Common Stock (2,000 underlying)
    2,000
  • Common Stock

    710,002
  • Non-qualified Stock Option (Right to Buy)

    Exercise: $14.49From: 2002-11-21Exp: 2012-11-21Common Stock (2,000 underlying)
    2,000
  • Phantom Stock Units

    Exercise: $0.00Common Stock (2,160 underlying)
    2,160
Footnotes (5)
  • [F1]The Reporting Person disclaims beneficial ownership of the shares indicating indirect beneficial ownership "by Dickson Found'n", and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other reason. These shares are owned by The Dickson Foundation, Inc., a charitable foundation.
  • [F2]Non-Qualified Stock Options expire the earlier of the stated Expiration Date or 90 days after the Reporting Person ceases to be a Director of the Corporation.
  • [F3]Regarding Table II, Column 8, Price of Derivative Security, for PSU, a blank or a price of $0 appears in this column. Nonetheless, upon each deferral of annual retainer or meeting fees, the Reporting Person's account is credited with a number of PSU equal to the number of shares of RDK that would have an aggregate fair market value (determined as of the date such retainer or fees would have been paid) equal to the amount of such retainer or fees.
  • [F4]Since the Reporting Person's last report, 10 shares were acquired pursuant to the dividend reinvestment feature of the Plan.
  • [F5]-Phantom Stock Units (PSU) - were acquired under the Ruddick Corporation Director Deferral Plan (Plan). The Date Exercisable and Expiration Date for grants under the Plan are left blank, as suggested by the SEC. When a participant ceases to be a member of the Board of Directors, the participant's PSU account will be settled in Ruddick Corporation Common Stock (RDK) on a one-for-one basis. Payment of the account, in RDK, shall be on the date 90 days following the date the Reporting Person ceases to be a member of the Board of Directors. Each PSU represents a share of RDK. A participant in the Plan may not be paid any portion of their PSU account prior to the participant's termination of service as a member of the Board of Directors.

Issuer

RUDDICK CORP

CIK 0000085704

Entity typeother
IncorporatedNC

Related Parties

1
  • filerCIK 0000902124

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 10:52 AM ET
Size
40.7 KB