4//SEC Filing
DICKSON ALAN T 4
Accession 0001127602-09-023372
CIK 0000085704other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 3:33 PM ET
Size
11.2 KB
Accession
0001127602-09-023372
Insider Transaction Report
Form 4
RUDDICK CORPRDK
DICKSON ALAN T
Director
Transactions
- Award
Phantom Stock Units
2009-11-19+525→ 2,685 totalExercise: $0.00→ Common Stock (525 underlying)
Holdings
- 710,002
Common Stock
- 1,090,610(indirect: By Dickson Found'n)
Common Stock
- 2,000
Non-qualified Stock Option (Right to Buy)
Exercise: $17.24From: 2003-11-20Exp: 2013-11-20→ Common Stock (2,000 underlying) - 2,000
Non-qualified Stock Option (Right to Buy)
Exercise: $14.49From: 2002-11-21Exp: 2012-11-21→ Common Stock (2,000 underlying)
Footnotes (5)
- [F1]The Reporting Person disclaims beneficial ownership of the shares indicating indirect beneficial ownership "by Dickson Found'n", and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other reason. These shares are owned by The Dickson Foundation, Inc., a charitable foundation.
- [F2]Regarding Table II, Column 8, Price of Derivative Security, for PSU, a blank or a price of $0 appears in this column. Nonetheless, upon each deferral of annual retainer or meeting fees, the Reporting Person's account is credited with a number of PSU equal to the number of shares of RDK that would have an aggregate fair market value (determined as of the date such retainer or fees would have been paid) equal to the amount of such retainer or fees.
- [F3]Since the Reporting Person's last report, no shares were acquired pursuant to the dividend reinvestment feature of the Plan.
- [F4]-Phantom Stock Units (PSU) - were acquired under the Ruddick Corporation Director Deferral Plan (Plan). The Date Exercisable and Expiration Date for grants under the Plan are left blank, as suggested by the SEC. When a participant ceases to be a member of the Board of Directors, the participant's PSU account will be settled in Ruddick Corporation Common Stock (RDK) on a one-for-one basis. Payment of the account, in RDK, shall be on the date 90 days following the date the Reporting Person ceases to be a member of the Board of Directors. Each PSU represents a share of RDK. A participant in the Plan may not be paid any portion of their PSU account prior to the participant's termination of service as a member of the Board of Directors.
- [F5]Non-Qualified Stock Options expire the earlier of the stated Expiration Date or 90 days after the Reporting Person ceases to be a Director of the Corporation.
Documents
Issuer
RUDDICK CORP
CIK 0000085704
Entity typeother
IncorporatedNC
Related Parties
1- filerCIK 0000902124
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 3:33 PM ET
- Size
- 11.2 KB