Duke Energy CORP·4

Dec 2, 2:50 PM ET

TAFT DUDLEY S 4

4 · Duke Energy CORP · Filed Dec 2, 2009

Insider Transaction Report

Form 4
Period: 2009-11-30
Transactions
  • Exercise/Conversion

    Common Stock

    2009-11-30$8.69/sh+15,600$135,56497,106 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-11-3015,6000 total
    Exercise: $8.69Exp: 2009-12-14Common Stock (15,600 underlying)
Holdings
  • Common Stock

    (indirect: By Corporation)
    19,274
Footnotes (2)
  • [F1]The reporting person was granted 10,000 stock options on December 14, 1999. The options became exercisable in five equal annual installments.
  • [F2]On April 3, 2006, Cinergy Corp. ('Issuer') merged into a wholly-owned subsidiary of Duke Energy Holding Corp. (now known as Duke Energy Corporation) ('Duke Energy'). In connection with the merger, each share of Issuer's common stock was converted into the right to receive 1.56 shares of Duke Energy's common stock and each stock option of Issuer was converted by multplying the number of Issuer shares previously covered by the option by 1.56 and dividing the prior exercise price of the option by 1.56.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT