Home/Filings/4/0001127602-09-024049
4//SEC Filing

TAFT DUDLEY S 4

Accession 0001127602-09-024049

CIK 0001326160other

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 2:50 PM ET

Size

8.3 KB

Accession

0001127602-09-024049

Insider Transaction Report

Form 4
Period: 2009-11-30
Transactions
  • Exercise/Conversion

    Common Stock

    2009-11-30$8.69/sh+15,600$135,56497,106 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-11-3015,6000 total
    Exercise: $8.69Exp: 2009-12-14Common Stock (15,600 underlying)
Holdings
  • Common Stock

    (indirect: By Corporation)
    19,274
Footnotes (2)
  • [F1]The reporting person was granted 10,000 stock options on December 14, 1999. The options became exercisable in five equal annual installments.
  • [F2]On April 3, 2006, Cinergy Corp. ('Issuer') merged into a wholly-owned subsidiary of Duke Energy Holding Corp. (now known as Duke Energy Corporation) ('Duke Energy'). In connection with the merger, each share of Issuer's common stock was converted into the right to receive 1.56 shares of Duke Energy's common stock and each stock option of Issuer was converted by multplying the number of Issuer shares previously covered by the option by 1.56 and dividing the prior exercise price of the option by 1.56.

Issuer

Duke Energy CORP

CIK 0001326160

Entity typeother

Related Parties

1
  • filerCIK 0001196660

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 2:50 PM ET
Size
8.3 KB