RUDOLPH SCOTT 4
4 · NBTY INC · Filed Dec 28, 2009
Insider Transaction Report
Form 4
NBTY INCNTY
RUDOLPH SCOTT
DirectorChairman and CEO
Transactions
- Award
Common Stock
2009-12-23+8,573→ 4,523,159 total - Award
Stock Options (Right to Buy)
2009-12-23+38,970→ 38,970 totalExercise: $43.88Exp: 2019-12-23→ Common Stock (38,970 underlying)
Holdings
- 150,000
Stock Options (Right to Buy)
Exercise: $25.50Exp: 2018-02-01→ Common Stock (150,000 underlying) - 138,000
Stock Options (Right to Buy)
Exercise: $15.98Exp: 2019-04-08→ Common Stock (138,000 underlying) - 500,000
Stock Options (Right to Buy)
Exercise: $5.47From: 2001-02-01Exp: 2011-02-01→ Common Stock (500,000 underlying)
Footnotes (5)
- [F1]Includes 2,857 Restricted Stock Units which vest on 12/23/2011; 2,858 Restricted Stock Units which vest on 12/23/2012 and 2,858 Restricted Stock Units which vest on 12/23/2013.
- [F2]Mr. Rudolph is also the beneficial owner of 63,582 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan.
- [F3]12,990 options become exercisable on 12/23/2011; 12,990 options become exercisable on 12/23/2012 and 12,990 options become exercisable on 12/23/2013.
- [F4]50,000 options become exercisable on 2/1/2010, 50,000 options become exercisable on 2/1/2011 and 50,000 options become exercisable on 2/1/2012.
- [F5]69,000 options become exercisable on 4/8/2010, 23,005 options become exercisable on 4/8/2011, 23,005 options become exercisable on 4/8/2012 and 22,990 options become exercisable on 4/8/2013.