4//SEC Filing
ADC TELECOMMUNICATIONS INC 4
Accession 0001127602-10-001445
CIK 0000061478operating
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 5:09 PM ET
Size
16.8 KB
Accession
0001127602-10-001445
Insider Transaction Report
Form 4
MATHEWS JAMES G
VP & CFO
Transactions
- Exercise/Conversion
Restricted Stock Unit (12-06) P
2010-01-09−2,800→ 0 total→ Common Stock (2,800 underlying) - Exercise/Conversion
Common Stock
2010-01-09$6.73/sh+2,800$18,844→ 10,300 total - Tax Payment
Common Stock
2010-01-09$6.73/sh−1,089$7,329→ 9,211 total - Exercise/Conversion
Restricted Stock Unit (12-06) T
2010-01-09−2,800→ 0 total→ Common Stock (2,800 underlying)
Holdings
- 3,544(indirect: By 401(k))
401(k) Excess Plan Phantom Stock Units
→ Common Stock (3,544 underlying) - 2,990(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Represents full vesting of Performance-Based Restricted Stock Units granted 12/18/06 and issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Pursuant to the reporting person's Award Agreement, these units vested on January 9, 2010 and will be settled one-for-one in shares of common stock.
- [F2]Represents full vesting of Time-Based Restricted Stock Units granted 12/18/06 and issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Pursuant to the reporting person's Award Agreement, these units vested on January 9, 2010 and will be settled one-for-one in shares of common stock.
- [F3]The reporting person owns units in the ADC Stock Fund (the "Fund") in the ADC Telecommunications, Inc. Retirement Savings Plan 401(k) (the "Plan"). These units represented 2990 shares of ADC common stock as of December 31, 2009. The number of shares of common stock in the Fund will vary because the Fund is a pooled account consisting of ADC common stock and an investment of up to 2% of the Fund in money market securities that serves as a cash reserve.
- [F4]The reporting person indirectly owns phantom stock units in registrant's 401(k) Excess Plan which are to be settled in cash upon reporting person's retirement; conversion rate = One-for-One. The information herein is based on a statement dated as of 12/31/09.
Documents
Issuer
ADC TELECOMMUNICATIONS INC
CIK 0000061478
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0000061478
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 5:09 PM ET
- Size
- 16.8 KB