4//SEC Filing
MCCOY ALAN H 4
Accession 0001127602-10-002039
CIK 0000918160other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 4:59 PM ET
Size
18.4 KB
Accession
0001127602-10-002039
Insider Transaction Report
Form 4
MCCOY ALAN H
VP Gov't & Public Relations
Transactions
- Tax Payment
Common Stock
2010-01-20$22.96/sh−6,050$138,938→ 33,777 total - Award
Common Stock
2010-01-20+8,585→ 47,226 total - Exercise/Conversion
Common Stock
2010-01-20+6,750→ 53,976 total - Award
Performance Shares
2010-01-20+3,741.5→ 3,741.5 totalFrom: 2012-12-31Exp: 2012-12-31→ Common Stock (3,741.5 underlying) - Award
Employee Stock Option (Right to Buy)
2010-01-20$22.96/sh+4,860$111,610→ 4,860 totalExercise: $22.96From: 2011-01-20Exp: 2020-01-20→ Common Stock (4,860 underlying) - Exercise/Conversion
Performance Shares
2010-01-20−5,625→ 0 totalFrom: 2009-12-31Exp: 2009-12-31→ Common Stock (5,625 underlying) - Award
Common Stock
2010-01-20+4,864→ 38,641 total
Footnotes (7)
- [F1]This represents Common Stock which was earned pursuant to a January 18, 2007 grant of Performance Shares. The Common Stock was issued at a conversion rate of 1.5 shares of Common Stock for each Performance Share awarded. Additional shares were awarded for the value of any dividends the participant would have been entitled to during the performance period had he held such shares during the performance period. The Performance Shares resulting in the issuance of these shares of Common Stock did not constitute derivative securities. They therefore were not required to be reported and were not reported on a Form 4 at the time of the January 18, 2007 award.
- [F2]This represents Common Stock which was earned pursuant to a January 18, 2007 grant of Performance Shares. The Common Stock was issued at a conversion rate of 1.1794 shares of Common Stock for each Performance Share awarded. Additional shares were awarded for the value of any dividends the participant would have been entitled to during the performance period had he held such shares during the performance period. The Performance Shares resulting in the issuance of these shares of Common Stock constituted derivative securities. They therefore were reported on a Form 4 at the time of the January 18, 2007 award.
- [F3]Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate(0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2010 and December 31, 2012 (the "Performance Period").
- [F4]This represents one half of the Performance Shares which were awarded on January 20, 2010 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time.
- [F5]The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on the CAGR achieved during the Performance Period.
- [F6]Options vest in three equal annual installments beginning one year after grant date.
- [F7]This represents Common Stock which was earned pursuant to a January 18, 2007 grant of Performance Shares. The Common Stock was issued at a conversion rate of 1.1794 shares of Common Stock for each Performance Share awarded. Additional shares were awarded for the value of any dividends the participant would have been entitled to during the performance period had he held such shares during the performance period. The Performance Shares resulting in the issuance of these shares of Common Stock constituted derivative securities. They therefore were reported on a Form 4 at the time of the January 18, 2007 award.
Documents
Issuer
AK STEEL HOLDING CORP
CIK 0000918160
Entity typeother
Related Parties
1- filerCIK 0001227060
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 4:59 PM ET
- Size
- 18.4 KB