4//SEC Filing
ROTH C ROBERT 4
Accession 0001127602-10-002994
CIK 0000700733other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 10:39 AM ET
Size
7.7 KB
Accession
0001127602-10-002994
Insider Transaction Report
Form 4
ROTH C ROBERT
Director
Transactions
- Award
Phantom Stock (RSU's)
2010-02-01+9,000→ 13,070.423 total→ Common Stock (9,000 underlying)
Holdings
- 2,855.937(indirect: By Spouse)
Common Stock
- 42,868.561
Common Stock
Footnotes (4)
- [F1]1 for 1
- [F2]The phantom stock units granted under the National Penn Bancshares, Inc. Long-Term Incentive Compensation Plan are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement from the Board.
- [F3]Balance includes Phantom stock units acquired upon "reinvestment of dividends accrued on phantom stock units under the Long-Term Incentive Compensation Plan. Because the Company has a dividend reinvestment plan available to substantially all of its shareholders on terms similar to the dividend reinvestment feature of the Long-Term Incentive Compensation Plan, the acquisition of phantom stock units with "reinvested" dividends is exempt from the line item reporting under SEC Rule 16a-11.
- [F4]Includes shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan.
Documents
Issuer
NATIONAL PENN BANCSHARES INC
CIK 0000700733
Entity typeother
Related Parties
1- filerCIK 0001145540
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 10:39 AM ET
- Size
- 7.7 KB