Roberts James F 4
4 · Alpha Natural Resources, Inc. · Filed Feb 2, 2010
Insider Transaction Report
Form 4
Roberts James F
Director
Transactions
- Sale
Common Stock
2010-02-01$42.02/sh−15,000$630,300→ 124,207 total - Exercise/Conversion
Common Stock
2010-02-01$7.87/sh+15,000$118,050→ 139,207 total - Exercise/Conversion
Non-qualified Stock Options (Right to Buy)
2010-02-01−15,000→ 164,156 totalExercise: $7.87Exp: 2014-08-10→ Common Stock (15,000 underlying)
Footnotes (3)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2009.
- [F2]Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $42.00 to $42.10. Upon request, reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
- [F3]The 782,189 shares of common stock originally subject to this option were set to vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation Committee approved the vesting of 10 percent of the options effective December 31, 2004, 30 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009.