GATES REEDER D 5
5 · TOMPKINS FINANCIAL CORP · Filed Feb 11, 2010
Insider Transaction Report
Form 5
GATES REEDER D
Director
Transactions
- Small Acquisition
Common Stock Drip
2009-12-31+269→ 8,935 total - Small Acquisition
Common Stock Drip
2009-12-31+101→ 4,526 total(indirect: By Trust)
Holdings
- 100,534
Common Stock - Ira
- 500
7% Convertible Trust Preferred - IRA
From: 2019-04-15Exp: 2039-03-31→ Common Stock (12,091.8 underlying) - 1,180
Common Stock
- 2,910(indirect: By Spouse)
Common Stock
- 500(indirect: By Spouse)
7% Convertible Trust Preferred - Spouse's IRA
From: 2019-04-15Exp: 2039-03-31→ Common Stock (12,091.8 underlying)
Footnotes (2)
- [F1]Shares acquired through reinvestment of quarterly cash dividends.
- [F2]The Trust Preferred Securities were issued by Tompkins Capital Trust I, all of the common securities of which are owned by Tompkins Financial Corporation (TMP). The Trust Preferred Securities are convertible, at any time on or after April 15, 2019, into TMP Common Stock at a price of $41.35 per share or, if higher, the average of the closing prices of TMP Common Stock on the trading days in the calendar quarter preceding the date of conversion. The amount set out in Item #7 above uses the $41.35 conversion price.