4//SEC Filing
DICKSON ALAN T 4
Accession 0001127602-10-004576
CIK 0000085704other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 3:28 PM ET
Size
33.4 KB
Accession
0001127602-10-004576
Insider Transaction Report
Form 4
RUDDICK CORPRDK
DICKSON ALAN T
Director
Transactions
- Gift
Common Stock
2009-11-30−189→ 1,090,421 total(indirect: By Dickson Found'n) - Gift
Common Stock
2009-12-01−3,732→ 1,086,689 total(indirect: By Dickson Found'n) - Gift
Common Stock
2009-12-02−7,735→ 1,078,954 total(indirect: By Dickson Found'n) - Gift
Common Stock
2009-12-03−5,390→ 1,073,564 total(indirect: By Dickson Found'n) - Gift
Common Stock
2009-12-04−1,957→ 1,071,607 total(indirect: By Dickson Found'n) - Gift
Common Stock
2009-12-07−411→ 1,071,196 total(indirect: By Dickson Found'n) - Gift
Common Stock
2009-12-08−4,738→ 1,066,458 total(indirect: By Dickson Found'n) - Gift
Common Stock
2009-12-09−4,340→ 1,062,118 total(indirect: By Dickson Found'n) - Gift
Common Stock
2009-12-22−195→ 1,061,923 total(indirect: By Dickson Found'n) - Gift
Common Stock
2010-01-07−3,486→ 1,058,437 total(indirect: By Dickson Found'n) - Gift
Common Stock
2010-01-08−2,721→ 1,055,716 total(indirect: By Dickson Found'n) - Exercise/Conversion
Common Stock
2010-02-11$14.49/sh+2,000$28,980→ 712,002 total - Exercise/Conversion
Common Stock
2010-02-11$17.24/sh+2,000$34,480→ 714,002 total - Sale
Common Stock
2010-02-11$28.02/sh−4,000$112,066→ 710,002 total - Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2010-02-11−2,000→ 0 totalExercise: $14.49From: 2002-11-21Exp: 2012-11-21→ Common Stock (2,000 underlying) - Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2010-02-11−2,000→ 0 totalExercise: $17.24From: 2003-11-20Exp: 2013-11-20→ Common Stock (2,000 underlying)
Holdings
- 2,697
Phantom Stock Units
Exercise: $0.00→ Common Stock (2,697 underlying)
Footnotes (6)
- [F1]The Reporting Person disclaims beneficial ownership of the shares indicating indirect beneficial ownership "by Dickson Found'n", and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other reason. These shares are owned by The Dickson Foundation, Inc., a charitable foundation.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $27.98 to $28.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]Non-Qualified Stock Options expire the earlier of the stated Expiration Date or 90 days after the Reporting Person ceases to be a Director of the Corporation.
- [F4]Regarding Table II, Column 8, Price of Derivative Security, for PSU, a blank or a price of $0 appears in this column. Nonetheless, upon each deferral of annual retainer or meeting fees, the Reporting Person's account is credited with a number of PSU equal to the number of shares of RDK that would have an aggregate fair market value (determined as of the date such retainer or fees would have been paid) equal to the amount of such retainer or fees.
- [F5]Since the Reporting Person's last report, 12 shares were acquired pursuant to the dividend reinvestment feature of the Plan.
- [F6]-Phantom Stock Units (PSU) - were acquired under the Ruddick Corporation Director Deferral Plan (Plan). The Date Exercisable and Expiration Date for grants under the Plan are left blank, as suggested by the SEC. When a participant ceases to be a member of the Board of Directors, the participant's PSU account will be settled in Ruddick Corporation Common Stock (RDK) on a one-for-one basis. Payment of the account, in RDK, shall be on the date 90 days following the date the Reporting Person ceases to be a member of the Board of Directors. Each PSU represents a share of RDK. A participant in the Plan may not be paid any portion of their PSU account prior to the participant's termination of service as a member of the Board of Directors.
Documents
Issuer
RUDDICK CORP
CIK 0000085704
Entity typeother
IncorporatedNC
Related Parties
1- filerCIK 0000902124
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 3:28 PM ET
- Size
- 33.4 KB