Smith Michael C 4
4 · MARSHALL & ILSLEY CORP · Filed Apr 20, 2010
Insider Transaction Report
Form 4
Smith Michael C
SVP and Treasurer
Transactions
- Award
Common Stock
2010-04-16+4,815→ 37,232 total
Holdings
- 195.478(indirect: By Retirement Program)
Common Stock
- 13,000(indirect: By IRA)
Common Stock
- 2,745.587(indirect: By Deferred Compensation Plan)
Common Stock
Footnotes (1)
- [F1]Reflects an award of key restricted stock. The award vests on April 16, 2013, subject to the participant's continued employment with the Company and subject to accelerated vesting upon the death of the participant. However, as long as the Company is a "TARP recipient," as defined under the Interim Final Rules, the award may become transferable only in 25% increments at the time of the Company's repayment of 25%, 50%, 75% and 100%, respectively, of the financial assistance it received under the U.S. Treasury's Capital Purchase Program, or as may be required to satisfy tax obligations incurred in connection with the vesting of the restricted shares.