4//SEC Filing
Piterans Marianne 4
Accession 0001127602-10-014667
CIK 0001381668other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 2:25 PM ET
Size
16.0 KB
Accession
0001127602-10-014667
Insider Transaction Report
Form 4
Piterans Marianne
DirectorDirector of Human Resources
Transactions
- Award
Employee Stock Option (right to buy)
2010-05-14+31,500→ 31,500 totalExercise: $14.00Exp: 2020-05-14→ Common Stock (31,500 underlying) - Award
Restricted Stock Units
2010-05-14+3,600→ 3,600 total→ Common Stock (3,600 underlying)
Holdings
- 126,500
Employee Stock Option (right to buy)
Exercise: $11.74Exp: 2018-08-10→ Common Stock (126,500 underlying) - 4,200
Restricted Stock Units
→ Common Stock (4,200 underlying) - 50,000
Common Stock
- 37,500
Employee Stock Option (right to buy)
Exercise: $11.96Exp: 2019-05-11→ Common Stock (37,500 underlying) - 26,046(indirect: By 401(k))
Common Stock
- 3,422(indirect: By ESOP)
Common Stock
- 35,100
Restricted Stock Units
→ Common Stock (35,100 underlying)
Footnotes (8)
- [F1]The options vest in three equal annual installments beginning May 14, 2011.
- [F2]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F3]The restricted stock units vest in four equal annual installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F4]The options vest in three equal installments beginning on May 12, 2010.
- [F5]The options vest in four equal annual installments beginning on August 11, 2012.
- [F6]The restricted stock units vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F7]The restricted stock units vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F8]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeother
Related Parties
1- filerCIK 0001388147
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 2:25 PM ET
- Size
- 16.0 KB