ROBB JAMES B 4
4 · NORTHEAST UTILITIES · Filed Sep 9, 2010
Insider Transaction Report
Form 4
ROBB JAMES B
VP-Enterprise Plan & Dev.
Transactions
- Tax Payment
Common Shares, $5.00 par value
2010-09-07$29.48/sh−702$20,695→ 19,402 total
Holdings
- 610(indirect: By 401(k))
Common Shares, $5.00 par value
- 568
Phantom Shares
→ Common Shares, $5.00 par value (568 underlying)
Footnotes (4)
- [F1]Disposition of restricted share units upon vesting to satisfy tax withholding obligations.
- [F2]Includes restricted share units and dividend equivalents thereon.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of September 7, 2010, according to information supplied by the plan's record keeper.
- [F4]The reporting person holds phantom shares of NU Common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.