Janse Michael A 4
4 · HARRIS & HARRIS GROUP INC /NY/ · Filed Oct 13, 2010
Insider Transaction Report
Form 4
Janse Michael A
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2010-10-12$3.75/sh+2,653$9,949→ 4,785 total - Sale
Common Stock
2010-10-12$4.32/sh−2,520$10,883→ 2,265 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-10-12−2,653→ 30,187 totalExercise: $3.75From: 2009-07-28Exp: 2011-03-18→ Common Stock (2,653 underlying)
Footnotes (2)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2009.
- [F2]Shares were sold for an average price of $4.3185 with share prices ranging from $4.30 to $4.34. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer, or a security holder of the issuer.