SWOPE JOHN F 4
4 · NORTHEAST UTILITIES · Filed Dec 6, 2010
Insider Transaction Report
Form 4
SWOPE JOHN F
Other
Transactions
- Exercise/Conversion
Common Shares, $5.00 par value
2010-12-02$21.03/sh+2,500$52,575→ 40,916 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-12-02−2,500→ 0 totalExercise: $21.03From: 2002-02-27Exp: 2011-02-27→ Common Shares, $5.00 par value (2,500 underlying)
Footnotes (2)
- [F1]The options exercised to purchase 2,500 Common Shares were granted on February 27, 2001 and vested 50% on that date and 50% on February 27, 2002.
- [F2]Mr. Swope's total includes vested and unvested restricted share units receipt of which has been deferred, deferred share-equivalents, and dividend equivalents thereon. Mr. Swope also beneficially owns 2,500 vested options to purchase Common Shares, the acquisition of which was previously reported on Form 4.