Smith Michael C 4
4 · MARSHALL & ILSLEY CORP · Filed Dec 17, 2010
Insider Transaction Report
Form 4
Smith Michael C
SVP and Treasurer
Transactions
- Award
Common Stock
2010-12-15+6,489→ 43,721 total
Holdings
- 13,000(indirect: By IRA)
Common Stock
- 2,749.126(indirect: By Deferred Compensation Plan)
Common Stock
- 197.285(indirect: By Retirement Program)
Common Stock
Footnotes (1)
- [F1]Reflects an award of key restricted stock. The award vests on December 15, 2013, subject to the participant's continued employment with the Company and subject to accelerated vesting upon the death of the participant. However, as long as the Company is a "TARP recipient," as defined under the Interim Final Rules, the award may become transferable only in 25% increments at the time of the Company's repayment of 25%, 50%, 75% and 100%, respectively, of the financial assistance it received under the U.S. Treasury's Capital Purchase Program, or as may be required to satisfy tax obligations incurred in connection with the vesting of the restricted shares.