Home/Filings/4/0001127602-11-000980
4//SEC Filing

SWOPE JOHN F 4

Accession 0001127602-11-000980

CIK 0000072741other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 3:03 PM ET

Size

7.0 KB

Accession

0001127602-11-000980

Insider Transaction Report

Form 4
Period: 2011-01-03
Transactions
  • Award

    Common Shares, $5.00 par value

    2011-01-03$31.95/sh+58$1,85344,187 total
  • Award

    Common Shares, $5.00 par value

    2011-01-03+3,00044,129 total
Footnotes (2)
  • [F1]Restricted share units, subject to full vesting on January 10, 2012, or pursuant to 2007 standing resolution, earlier vesting on termination not for cause providing for (i) full vesting on separation from the Board of Trustees at or after age 65, and (ii) for Trustees separating before age 65, prorated vesting for time worked in each month prior to January 10, 2012.
  • [F2]Mr. Swope's total includes restricted share units receipt of which has been deferred, shares receipt of which has been deferred and dividend equivalents thereon. Mr. Swope also beneficially owns 2,500 vested options to purchase Common Shares, the acquisition of which was reported on Form 4.

Issuer

NORTHEAST UTILITIES

CIK 0000072741

Entity typeother

Related Parties

1
  • filerCIK 0001192354

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 3:03 PM ET
Size
7.0 KB