Bradley David A. 4
4 · Kraton Performance Polymers, Inc. · Filed Jan 14, 2011
Insider Transaction Report
Form 4
Bradley David A.
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2011-01-12$13.51/sh+7,441$100,543→ 42,073 total - Exercise/Conversion
Common Stock
2011-01-13$13.51/sh+10,089$136,323→ 63,467 total - Exercise/Conversion
Employee Options (Right to Buy)
2011-01-12−9,007→ 18,746 totalExercise: $13.51Exp: 2015-02-01→ Common Stock (9,007 underlying) - Exercise/Conversion
Employee Options (Right to Buy)
2011-01-13−18,746→ 0 totalExercise: $13.51Exp: 2015-02-01→ Common Stock (18,746 underlying) - Sale
Common Stock
2011-01-13$33.28/sh−28,835$959,655→ 34,632 total - Exercise/Conversion
Employee Options (Right to Buy)
2011-01-12−7,441→ 0 totalExercise: $13.51Exp: 2014-03-08→ Common Stock (7,441 underlying) - Exercise/Conversion
Employee Options (Right to Buy)
2011-01-13−10,089→ 72,969 totalExercise: $13.51Exp: 2018-06-19→ Common Stock (10,089 underlying) - Sale
Common Stock
2011-01-12$33.00/sh−5,028$165,924→ 34,632 total - Exercise/Conversion
Common Stock
2011-01-12$13.51/sh+9,007$121,703→ 51,080 total - Sale
Common Stock
2011-01-12$33.01/sh−16,448$542,970→ 34,632 total - Exercise/Conversion
Common Stock
2011-01-13$13.51/sh+18,746$253,296→ 53,378 total
Footnotes (5)
- [F1]Transacted under a 10b5-1 plan that was adopted on November 17, 2010.
- [F2]The price in column 4 is a weighted average. The prices actually received ranged from $33.00 to $33.17. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- [F3]The price in column 4 is a weighted average. The prices actually received ranged from $33.00 to $33.47. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- [F4]All options reported above have vested and are immediately exercisable.
- [F5]45,283 of the options reported above have vested and are immediately exercisable. The remaining options vest June 19, 2011, subject to the Reporting Person being employed by the Company or its affiliates or subsidiaries on the vesting date.