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4//SEC Filing

CANTARA DANIEL E 4

Accession 0001127602-11-002453

CIK 0001051741other

View on SEC.gov Company Profile

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 8:52 PM ET

Size

22.4 KB

Accession

0001127602-11-002453

Insider Transaction Report

Form 4

Period: 2011-01-24

FIRST NIAGARA FINANCIAL GROUP INCFNFG

CANTARA DANIEL E

EVP Commercial Business Svcs

Transactions

Award
Common Stock
2011-01-24+5,975→ 78,283 total
Award
Common Stock
2011-01-24+15,917→ 94,200 total
Award
Non-qualified Stock Option (Right to Buy)
2011-01-24+31,260→ 31,260 total
Exercise: $13.79From: 2012-01-24Exp: 2021-01-24→ Common Stock (31,260 underlying)

Holdings

Non-qualified Stock Option (Right to Buy)
Exercise: $12.02From: 2009-01-28Exp: 2018-01-28→ Common Stock (40,020 underlying)
40,020
Non-qualified Stock Option (Right to Buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (25,100 underlying)
25,100
Non-qualified Stock Option (Right to Buy)
Exercise: $12.91From: 2006-05-03Exp: 2015-05-03→ Common Stock (25,100 underlying)
25,100
Non-qualified Stock Option (Right to Buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (9,800 underlying)
9,800
Non-qualified Stock Option (Right to Buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (11,200 underlying)
11,200
Common Stock
(indirect: By Esop)
4,475
Non-qualified Stock Option (Right to Buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (13,300 underlying)
13,300
Non-qualified Stock Option (Right to Buy)
Exercise: $12.93From: 2010-01-26Exp: 2019-01-26→ Common Stock (28,872 underlying)
28,872
Common Stock
(indirect: By 401(k))
8,636
Non-qualified Stock Option (Right to Buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (39,552 underlying)
39,552
Non-qualified Stock Option (Right to Buy)
Exercise: $14.70From: 2008-01-31Exp: 2017-01-31→ Common Stock (15,500 underlying)
15,500
Non-qualified Stock Option (Right to Buy)
Exercise: $14.44From: 2011-01-25Exp: 2020-01-25→ Common Stock (30,762 underlying)
30,762

Footnotes (3)

[F1]Represents vesting of performance based stock awards.
[F2]Represents restricted stock that vests 100% on January 24, 2014.
[F3]Represents options that vest in three equal installments commencing one year following the date of grant.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

FIRST NIAGARA FINANCIAL GROUP INC

CIK 0001051741

Entity typeother

Related Parties

1

filerCIK 0001237045

Filing Metadata

Form type: 4
Filed: Jan 25, 7:00 PM ET
Accepted: Jan 26, 8:52 PM ET
Size: 22.4 KB

View on SEC.gov