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4//SEC Filing

KOELMEL JOHN R 4

Accession 0001127602-11-002467

CIK 0001051741other

View on SEC.gov Company Profile

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 9:16 PM ET

Size

22.6 KB

Accession

0001127602-11-002467

Insider Transaction Report

Form 4

Period: 2011-01-24

FIRST NIAGARA FINANCIAL GROUP INCFNFG

DirectorPresident & CEO

Transactions

Award
Common Stock
2011-01-24+59,113→ 258,979 total
Award
Non-qualified Stock Option (Right to Buy)
2011-01-24+116,091→ 116,091 total
Exercise: $13.79From: 2012-01-24Exp: 2021-01-24→ Common Stock (116,091 underlying)
Award
Common Stock
2011-01-24+11,870→ 199,866 total

Holdings

Common Stock
(indirect: By Esop)
2,730
Non-qualified Stock Option (Right to Buy)
Exercise: $12.91From: 2006-05-03Exp: 2015-05-03→ Common Stock (35,200 underlying)
35,200
Non-qualified Stock Option (Right to Buy)
Exercise: $14.70From: 2008-01-31Exp: 2017-01-31→ Common Stock (46,500 underlying)
46,500
Non-qualified Stock Option (Right to Buy)
Exercise: $13.25From: 2009-01-27Exp: 2019-01-27→ Common Stock (89,109 underlying)
89,109
Non-qualified Stock Option (Right to Buy)
Exercise: $14.95From: 2005-01-12Exp: 2014-01-12→ Common Stock (30,000 underlying)
30,000
Non-qualified Stock Option (Right to Buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (35,200 underlying)
35,200
Non-qualified Stock Option (Right to Buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (21,800 underlying)
21,800
Non-qualified Stock Option (Right to Buy)
Exercise: $14.70From: 2008-02-20Exp: 2017-02-20→ Common Stock (100,000 underlying)
100,000
Non-qualified Stock Option (Right to Buy)
Exercise: $12.02From: 2009-01-28Exp: 2018-01-28→ Common Stock (125,067 underlying)
125,067
Common Stock
(indirect: By 401(k))
15,811
Non-qualified Stock Option (Right to Buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (13,700 underlying)
13,700
Non-qualified Stock Option (Right to Buy)
Exercise: $14.44From: 2011-01-26Exp: 2020-01-25→ Common Stock (108,945 underlying)
108,945

Footnotes (3)

[F1]Represents vesting of performance based stock awards net of shares traded for applicable taxes.
[F2]Represents restricted stock that vests 100% on January 24, 2014.
[F3]Represents options that vest in three equal installments, commencing one year following the date of grant.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

FIRST NIAGARA FINANCIAL GROUP INC

CIK 0001051741

Entity typeother

Related Parties

1

filerCIK 0001274922

Filing Metadata

Form type: 4
Filed: Jan 25, 7:00 PM ET
Accepted: Jan 26, 9:16 PM ET
Size: 22.6 KB

View on SEC.gov