4//SEC Filing
LaVecchia Jean M 4
Accession 0001127602-11-003467
CIK 0000072741other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 3:19 PM ET
Size
8.0 KB
Accession
0001127602-11-003467
Insider Transaction Report
Form 4
LaVecchia Jean M
VP-Human Resources
Transactions
- Award
Phantom Shares
2011-01-31$28.23/sh+48$1,355→ 509 total(indirect: Deferred Comp Plan)→ Common Shares, $5.00 par value (48 underlying)
Holdings
- 28,697
Common Shares, $5.00 par value
- 2,585(indirect: By 401(k))
Common Shares, $5.00 par value
Footnotes (3)
- [F1]Includes restricted share units and dividend equivalents thereon.
- [F2]Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of January 31, 2011, according to information provided by the Plan's recordkeeper.
- [F3]Matching contribution of reporting person's deferred compensation in 2010 under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as Common Shares (hereby referred to as phantom shares). While the average price of the matching contribution was 28.23, the actual price was determined on the applicable payroll date on which the deferred compensation contribution was made. Each phantom share represents the right to receive the cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
Documents
Issuer
NORTHEAST UTILITIES
CIK 0000072741
Entity typeother
Related Parties
1- filerCIK 0001415289
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 3:19 PM ET
- Size
- 8.0 KB