ROGERS THOMAS J 5
5 · TOMPKINS FINANCIAL CORP · Filed Feb 8, 2011
Insider Transaction Report
Form 5
ROGERS THOMAS J
EVP, Pres.&CEO AM&M Financial
Transactions
- Small Acquisition
Common Stock - 401k/esop
2010-12-03+303.5→ 4,335 total
Holdings
- 11,000
Incentive Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (11,000 underlying) - 11,000
Stock Appreciation Rights (SAR)
Exercise: $41.71Exp: 2019-09-17→ Common Stock (11,000 underlying)
Footnotes (3)
- [F1]Shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.
- [F2]The stock option becomes exercisable in six annual installments commencing two years after the date of grant.
- [F3]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. They become exercisable in six annual installments commencing two years after the grant date, and when exercised, SARs will be settled in Common Stock of the Company.